Equity Capital Markets
Equity Capital Markets Group
Industry-Leading Full-Service Equity Capital Markets Group
The Equity Capital Markets Group (ECM) is responsible for originating and executing public and private equity and equity linked offerings as well as SPACs. In 2021, the ECM group managed over 265 equity and equity-linked transactions, including executing 76 IPOs, raising more than $108B. In addition, the ECM team has a leading SPAC business, advising in 2021 on more than 45 transactions within all phases of the Special Purpose Acquisition Company (SPAC) lifecycle, including IPOs, PIPEs, and de-SPAC engagements. The Stifel equity platform brings differentiated institutional access and retail distribution in the US and Internationally.
Stifel is the Leading IPO Bookrunner Among All Middle-Market or Specialist Firms
Learn MoreNotable Transactions

Follow-on Offering
Biopharma
Mar 2025

Initial Public Offering
Medtech
Mar 2025

Follow-on Offering
Metals & Mining
Feb 2025

Private Placement
Metals & Mining
Feb 2025

Follow-on Offering
Energy & Natural Resources
Feb 2025

Initial Public Offering
Building Products
Feb 2025

Initial Public Offering
Biopharma
Feb 2025

Follow-on Offering
Biopharma
Feb 2025

Follow-on Offering
Energy & Natural Resources
Feb 2025

Follow-on Offering
Biopharma
Jan 2025

Registered Direct
Biopharma
Dec 2024

Follow-on Offering
Biopharma
Dec 2024

Initial Public Offering
Software
Dec 2024

Follow-on Offering
Biopharma
Dec 2024

Confidentially Marketed Follow-on Offering
Aerospace, Defense & Government Services
Dec 2024

Follow-on Offering
Energy & Natural Resources
Nov 2024

Follow-on Offering
Aerospace, Defense & Government Services
Nov 2024

Registered Direct & PIPE
Biopharma
Nov 2024

Follow-on Offering
Aerospace, Defense & Government Services
Oct 2024

Follow-on Offering
Real Estate
Sep 2024

Follow-on Offering
Industrial & Environmental Services
Sep 2024

Follow-on Offering
Biopharma
Sep 2024

Initial Public Offering
Biopharma
Sep 2024

Initial Public Offering
Biopharma
Sep 2024

PIPE
Biopharma
Sep 2024

Follow-on Offering
Biopharma
Sep 2024

Follow-on Offering
Biopharma
Sep 2024

Follow-on Offering
Energy & Natural Resources
Sep 2024

Follow-on Offering
Energy & Natural Resources
Sep 2024

Initial Public Offering
Business Services
Sep 2024

Follow-on Offering
Aerospace, Defense & Government Services
Sep 2024

Confidentially Marketed Follow-on Offering
Biopharma
Aug 2024

Registered Direct
Biopharma
Aug 2024

Follow-on Offering
Biopharma
Aug 2024

Convertible Notes & Senior Secured Term Loan
Medtech
Aug 2024

Follow-on Offering
Energy & Natural Resources
Jul 2024

Initial Public Offering
Biopharma
Jun 2024

Initial Public Offering
Industrial Technology
Jun 2024

Initial Public Offering
Internet & Digital Media
Jun 2024

Registered Direct
Biopharma
May 2024

Follow-on Offering
Biopharma
May 2024

Block Trade
Diversified Industries
May 2024

Follow-on Offering
Aerospace, Defense & Government Services
May 2024

Initial Public Offering
Transportation & Logistics
May 2024

Registered Direct
Biopharma
May 2024

Follow-on Offering
Engineering & Construction, and Infrastructure
Apr 2024

PIPE
Biopharma
Apr 2024

Follow-on Offering
Metals & Mining
Apr 2024

Registered Direct
Aerospace, Defense & Government Services
Apr 2024

Confidentially Marketed Follow-on Offering
Biopharma
Apr 2024

Initial Public Offering
Biopharma
Apr 2024

Follow-on Offering
Healthcare & Special Situations
Mar 2024

Registered Direct
Biopharma
Mar 2024

Registered Direct
Biopharma
Mar 2024

PIPE
Biopharma
Mar 2024

Follow-on Offering
Electronics & Industrial Technology
Mar 2024

Follow-on Offering
Biopharma
Mar 2024

Follow-on Offering
Biopharma
Mar 2024

Follow-on Offering
Biopharma
Feb 2024

Confidentially Marketed Follow-on Offering
Biopharma
Feb 2024

Follow-on Offering
Energy & Natural Resources
Feb 2024

Follow-on Offering
Real Estate
Jan 2024

Follow-on Offering
Biopharma
Jan 2024

Private Placement
Technology
Dec 2023

Confidentially Marketed Follow-on Offering
Biopharma
Dec 2023

Registered Direct
HealthTech
Dec 2023

Confidentially Marketed Follow-on Offering
Electronics & Industrial Technology
Dec 2023

PIPE
Biopharma
Dec 2023

Confidentially Marketed Follow-on Offering
Biopharma
Nov 2023

Initial Public Offering
Biopharma
Nov 2023

Confidentially Marketed Follow-on Offering
Medtech
Oct 2023

Initial Public Offering
Energy & Natural Resources
Oct 2023

Has Completed a Spin-off
Capital Goods
Oct 2023

Registered Direct
Biopharma
Oct 2023

Confidentially marketed Follow-on Offering
Biopharma
Sep 2023

Initial Public Offering
Biopharma
Sep 2023

Follow-on Offering
Restaurants
Sep 2023

Private Placement
Metals & Mining
Aug 2023

Confidentially Marketed Follow-on
Software
Aug 2023

Follow-on Offering
Biopharma
Jul 2023

Initial Public Offering
Biopharma
Jul 2023

Equity Placing
Healthcare
Jul 2023

Initial Public Offering
Energy & Natural Resources
Jun 2023

Confidentially Marketed Follow-on Offering
Biopharma
Jun 2023

Follow-on Offering
Gaming & Leisure
Jun 2023

Initial Public Offering
Restaurants
Jun 2023

Follow-on Offering
Energy & Natural Resources
Jun 2023

Follow-on Offering
Industrial & Environmental Services
Jun 2023

Follow-on Offering
Biopharma
Jun 2023

Follow-on Offering
Diversified Industries
May 2023

Follow-on Offering
Specialty Distribution
May 2023

Follow-on Offering
Consumer Products
May 2023

Equity Placing
Technology
May 2023

Follow-on Offering
Diversified Industries
Apr 2023

Follow-on Offering
Biopharma
Mar 2023

Preferred Stock
Transportation & Logistics
Mar 2023

Follow-on Offering
Mar 2023

Mergers & Acquisitions
Food & Beverage
Feb 2023

Follow-on Offering
Specialty Distribution, Building Products
Feb 2023

Follow-on Offering
Feb 2023

Follow-on Offering
Real Estate
Feb 2023

Initial Public Offering
Biopharma
Feb 2023

Mergers & Acquisitions
Electronics & Industrial Technology
Feb 2023

PIPE
Healthcare
Feb 2023

Confidentially Marketed Follow-on Offering
Medtech
Feb 2023

Confidentially Marketed Follow-on Offering
Electronics & Industrial Technology
Jan 2023

Initial Public Offering
Energy & Natural Resources
Jan 2023

Follow-on Offering
Biopharma
Jan 2023

Convertible Notes
Medtech
Dec 2022

Registered Direct & PIPE
Biopharma
Dec 2022

Confidentially Marketed Follow-on Offering
Biopharma
Dec 2022

Confidentially Marketed Follow-on Offering
Biopharma
Dec 2022

Confidentially Marketed Follow-on Offering
Electronics & Industrial Technology
Nov 2022

Follow-on Offering
Aerospace, Defense & Government Services
Nov 2022

Mergers & Acquisitions
Biopharma
Nov 2022

Follow-on Offering
Medtech
Oct 2022

Convertible Bond & Follow-on Offering
Healthcare Services
Oct 2022

Follow-on Offering
Metals & Mining
Oct 2022

Senior Secured Notes
Industrial & Environmental Services
Oct 2022

PIPE
Industrial & Environmental Services
Oct 2022

Placing and Subscription
Internet & Digital Media
Oct 2022

Follow-on Offering
Technology
Sep 2022

Follow-on Offering
Energy & Natural Resources
Sep 2022

Confidentially Marketed Follow-on Offering
Biopharma
Sep 2022

Follow-on Offering
Food & Beverage
Sep 2022

Confidentially Marketed Follow-on Offering
Biopharma
Sep 2022

Business Combination
Food & Beverage
Aug 2022

Mergers & Acquisitions
Internet & Digital Media
Aug 2022

Follow-on Offering
Aerospace, Defense & Government Services
Aug 2022

Confidentially Marketed Follow-on Offering
Biopharma
Aug 2022

Confidentially Marketed Follow-on Offering
Medtech
Aug 2022

Follow-on Offering
Biopharma
Aug 2022

Mergers & Acquisitions
Software
Aug 2022

Mergers & Acquisitions
Software
Aug 2022

Follow-on Offering
Real Estate
Aug 2022

Has Received a Minority Investment from
Consumer Products
Aug 2022

Initial Public Offering
Energy & Natural Resources
Jul 2022

Senior Secured Term Loan
Medtech
Jul 2022

Exchange of Convertible Notes
Medtech
Jul 2022

Confidentially Marketed Follow-on Offering
HealthTech
Jun 2022

Follow-on Offering
Metals & Mining
Jun 2022

Follow-on Offering
Consumer & Retail
Jun 2022

Follow-on Offering
Metals & Mining
Jun 2022

Convertible Notes
May 2022

Follow-on Offering
HealthTech
May 2022

Follow-on Offering
Biopharma
May 2022

Initial Public Offering
Biopharma
May 2022

Follow-on Offering
Consumer Products
May 2022

Initial Public Offering
Biopharma
Apr 2022

Follow-on Offering
Real Estate
Apr 2022

Confidentially Marketed Follow-on Offering
Biopharma
Apr 2022

Follow-on Offering
Specialty Distribution, Building Products
Apr 2022

Follow-on Offering
Healthcare
Apr 2022

Convertible Bond and Equity Placing
Medtech
Mar 2022

Follow-on Offering
Biopharma
Mar 2022

Confidentially Marketed Follow-on Offering
Biopharma
Mar 2022

Follow-on Offering
Consumer & Retail
Mar 2022

Follow-on Offering
Mar 2022

Initial Public Offering
Capital Goods
Mar 2022

SPAC Merger
Capital Goods
Feb 2022

Mergers & Acquisitions
Internet & Digital Media
Feb 2022

Initial Public Offering
Consumer Products
Feb 2022

Senior Notes
Feb 2022

Confidentially Marketed Follow-on Offering
Biopharma
Jan 2022

Initial Public Offering
Electronics & Industrial Technology
Jan 2022

Follow-on Offering
Metals & Mining
Jan 2022

Follow-on Offering
Diversified Industries
Jan 2022

Follow-on Offering
Real Estate
Jan 2022

Follow-on Offering
Metals & Mining
Jan 2022

Follow-on Offering
Real Estate
Jan 2022

Fairness Opinion
Metals & Mining
Jan 2022

Initial Public Offering
Biopharma
Jan 2022

Mergers & Acquisitions
Electronics & Industrial Technology
Dec 2021

PIPE
Electronics & Industrial Technology
Dec 2021

SPAC IPO
Automotive Aftermarket
Dec 2021

Follow-on Offering
Internet & Digital Media
Dec 2021

Mergers & Acquisitions
Electronics & Industrial Technology
Dec 2021

Follow-on Offering
Biopharma
Dec 2021

Technology
Nov 2021

Follow-on Offering
Nov 2021

Convertible Notes
HealthTech
Nov 2021

SPAC IPO
Biopharma
Nov 2021

Convertible Debentures
Diversified Industries
Nov 2021

Follow-on Offering
Diversified Industries
Nov 2021

Follow-on Offering
Engineering & Construction, and Infrastructure
Nov 2021

Follow-on Offering
Real Estate
Nov 2021

Confidentially Marketed Follow-on Offering
Medtech
Nov 2021

Private Placement
Biopharma
Nov 2021

Follow-on Offering
Tools & Diagnostics
Nov 2021

Follow-on Offering
Tech-Enabled Services
Nov 2021

Follow-on Offering
Metals & Mining
Nov 2021

Mergers & Acquisitions
Gaming & Leisure
Nov 2021

Follow-on Offering
Electronics & Industrial Technology
Nov 2021

Private Placement
Technology
Nov 2021

Mergers & Acquisitions
HealthTech
Nov 2021

Follow-on Offering
Nov 2021

Initial Public Offering
Healthcare Services
Nov 2021

Initial Public Offering
Medtech
Oct 2021

Initial Public Offering
Tech-Enabled Services
Oct 2021

Follow-on Offering
Consumer Products
Oct 2021

Confidentially Marketed Follow-on Offering
Biopharma
Oct 2021

Follow-on Offering
Metals & Mining
Oct 2021

Follow-on Offering
Real Estate
Oct 2021

Follow-on Offering
Diversified Industries
Oct 2021

Follow-on Offering
Healthcare & Special Situations
Oct 2021

Confidentially Marketed Follow-on Offering
Medtech
Oct 2021

Follow-on Offering
Consumer & Retail
Oct 2021

Private Placement
Metals & Mining
Oct 2021

SPAC Initial Public Offering
Consumer Products
Oct 2021

Initial Public Offering
Electronics & Industrial Technology
Oct 2021

Initial Public Offering
Consumer Products
Oct 2021

Follow-on Offering
Medtech
Oct 2021

Follow-on Offering
Oct 2021

Initial Public Offering
Consumer Products
Oct 2021

Follow-on Offering
Engineering & Construction, and Infrastructure
Sep 2021

Initial Public Offering
Tech-Enabled Services
Sep 2021

SPAC M&A
Electronics & Industrial Technology
Sep 2021

Follow-on Offering
Healthcare Services
Sep 2021

Follow-on Offering
Technology
Sep 2021

Follow-on Offering
Biopharma
Sep 2021

Follow-on Offering
Real Estate
Sep 2021

SPAC Merger
Tools & Diagnostics
Sep 2021

Follow-on Offering
Aug 2021

Has Merged with
Aerospace, Defense & Government Services
Aug 2021

SPAC Merger & PIPE
Biopharma
Aug 2021

Initial Public Offering
Biopharma
Aug 2021

Initial Public Offering
Biopharma
Jul 2021

Initial Public Offering
Consumer Products
Jul 2021

Initial Public Offering
Gaming & Leisure
Jul 2021

Initial Public Offering
Tools & Diagnostics
Jul 2021

Initial Public Offering
HealthTech
Jul 2021

Initial Public Offering
Biopharma
Jul 2021

Mergers & Acquisitions
Electronics & Industrial Technology
Jul 2021

Mergers & Acquisitions
Specialty Distribution
Jul 2021

Initial Public Offering
Tools & Diagnostics
Jul 2021

Confidentially Marketed Follow-on Offering
Medtech
Jul 2021

Confidentially Marketed Follow-on Offering
Biopharma
Jul 2021

Follow-on Offering
Biopharma
Jul 2021

Initial Public Offering
Software
Jul 2021

Initial Public Offering (U.S. Nasdaq)
Medtech
Jul 2021

Initial Public Offering
Biopharma
Jun 2021

Initial Public Offering
Internet & Digital Media
Jun 2021

Initial Public Offering
Internet & Digital Media
Jun 2021

Preferred Stock
Real Estate
Jun 2021

Initial Public Offering
Biopharma
Jun 2021

Follow-on Offering
Entertainment
Jun 2021

Initial Public Offering
Entertainment
Jun 2021

Initial Public Offfering
Internet & Digital Media
Jun 2021

Senior Notes
Jun 2021

Follow-on
Consumer Products
Jun 2021

Confidentially Marketed Follow-on Offering
Electronics & Industrial Technology
Jun 2021

Follow-on Offering
Jun 2021

Follow-on Offering
Jun 2021

Private Placement
Jun 2021

Follow-on Offering
Real Estate
Jun 2021

Follow-on Offering
Consumer Products
May 2021

Follow-on Offering
May 2021

Follow-on Offering
Real Estate
May 2021

Follow-on Offering
May 2021

Follow-on Offering
Building Products
Apr 2021

Confidentially Marketed Follow-on Offering
Biopharma
Apr 2021

Confidentially Marketed Follow-on Offering
Medtech
Apr 2021

Initial Public Offering
Packaging, Specialty Distribution
Apr 2021

Follow-on Offering
Real Estate
Apr 2021

Follow-on Offering
Biopharma
Apr 2021

Follow-on Offering
Real Estate
Apr 2021

Follow-on Offering
Tools & Diagnostics
Apr 2021

Convertible Senior Notes
Biopharma
Apr 2021

Follow-on Offering
Software
Mar 2021

Confidentially Marketed Follow-on Offering
Biopharma
Mar 2021

Confidentially Marketed Follow-on Offering
Biopharma
Mar 2021

Confidentially Marketed Follow-on Offering
Biopharma
Mar 2021

Preferred Stock
Mar 2021

Follow-on Offering
Biopharma
Mar 2021

Confidentially Marketed Follow-on Offering
Biopharma
Mar 2021

Follow-on Offering
Real Estate
Mar 2021

Follow-on Offering
Biopharma
Mar 2021

Convertible Notes
Medtech
Mar 2021

Confidentially Marketed Follow-on Offering
Medtech
Feb 2021

Initial Public Offering
Financial Institutions & Financial Technology
Jan 2021

Confidentially Marketed Follow-on Offering
Metals & Mining
Jan 2021

Private Placement
Real Estate
Dec 2020

Private Investment in Public Equity
Electronics & Industrial Technology
Dec 2020

Initial Public Offering
Software
Dec 2020

Initial Public Offering
Biopharma
Dec 2020

Initial Public Offering
Cannabis
Dec 2020

Follow-on Offering
Cannabis
Dec 2020

Initial Public Offering
Software
Dec 2020

Block Trade
Dec 2020

Block Trade
Dec 2020

Follow-on Offering
Biopharma
Dec 2020

Follow-on Offering
Biopharma
Dec 2020

Follow-on Offering
Tools & Diagnostics
Dec 2020

Follow-on Offering
Tools & Diagnostics
Dec 2020

Initial Public Offering
Biopharma
Dec 2020

Follow-on Offering
Industrial & Environmental Services
Nov 2020

Initial Public Offering
Gaming & Leisure
Nov 2020

Follow-on Offering
Electronics & Industrial Technology
Nov 2020

Follow-on Offering
Food & Beverage
Nov 2020

Follow-on Offering
Business Services
Nov 2020

Follow-on Offering
Gaming & Leisure
Nov 2020

Initial Public Offering
Tools & Diagnostics
Nov 2020

Initial Public Offering
Biopharma
Nov 2020

Initial Public Offering
Oct 2020

Follow-on Offering
Real Estate
Oct 2020

Initial Public Offering
Medtech
Oct 2020

Follow-on Offering
Cannabis
Jun 2020

Confidentially Marketed Follow-on Offering
Biopharma
Mar 2020

Follow-on Offering
Energy & Natural Resources
Mar 2016
Currency volume represents full credit to each underwriter. All transaction announcements appear as a matter of record only. Stifel collectively refers to Stifel, Nicolaus & Company, Incorporated and other affiliated broker-dealer subsidiaries of Stifel Financial Corp.