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Focus Excellence Results

The power of our people and platform

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Learn how Stifel supports clients across a wide spectrum of strategic situations here.

About Stifel Institutional

Stifel’s mission is to provide the professional guidance and resources you need to work toward your goals.

Stifel is a full-service investment bank, offering securities brokerage, trading, research, underwriting and corporate advisory services globally. Our expertise spans sectors and products in both public and private markets. We are driven by relationships, not transactions, and are committed to earning long-term trust from our clients. The breadth of our platform and experience of our people uniquely position us to provide a range of solutions with the ability to quickly pivot as client needs evolve.

About Us

Notable Transactions

Flipp_Media Central MA
Mergers & Acquisitions
Tech-Enabled Services | November 2024
Kodiak Follow-on

$ 196,956,533

Follow-on Offering
Energy & Natural Resources | November 2024
snagajob_GetJob MA
Mergers & Acquisitions
Software | November 2024
V2X Follow-on

$ 152,500,000

Follow-on Offering
Aerospace, Defense & Government Services | November 2024
KalVista Registered Direct & PIPE

$ 60,000,000

Registered Direct & PIPE
Biopharma | November 2024
PlatinumButterfly_RiseBanking MA
Mergers & Acquisitions
Food & Beverage | November 2024
Rise Baking SSCF

$ 610,000,000

Senior Secured Credit Facilities
Food & Beverage | November 2024
Rise Banking SSN

$ 900,000,000

Senior Secured Notes
Food & Beverage | November 2024
Bora Pharmaceuticals_Pyros Pharmaceuticals MA
Mergers & Acquisitions
Biopharma | October 2024
First Advantage_Sterling MA

$ 2,200,000,000

Mergers & Acquisitions
Tech-Enabled Services | October 2024
First Advantage SSCF

$ 2,435,000,000

Senior Secured Credit Facilities
Tech-Enabled Services | October 2024
VSE Follow-on

$ 172,499,859

Follow-on Offering
Aerospace, Defense & Government Services | October 2024
Biomapas_Carbyne MA
Mergers & Acquisitions
Healthcare Services | October 2024
Linden_GT_MA
Mergers & Acquisitions
Transportation & Logistics | September 2024
Armada Hoffler Follow-on

$ 94,500,000

Follow-on Offering
Real Estate | September 2024
Knowland_Cendyn MA September
Mergers & Acquisitions
Software | September 2024
Casella Waste Follow-on

$ 517,500,000

Follow-on Offering
Industrial & Environmental Services | September 2024
GranTierra Energy

$ 150,000,000

Senior Notes
Energy & Natural Resources | September 2024
Nuvalent Follow-on

$ 575,000,000

Follow-on Offering
Biopharma | September 2024
Bicara IPO

$ 362,250,000

Initial Public Offering
Biopharma | September 2024
MBX IPO

$ 187,680,000

Initial Public Offering
Biopharma | September 2024
Viridian Follow-on

$ 258,750,000

Follow-on Offering
Biopharma | September 2024
Oruka PIPE

$ 200,536,320

PIPE
Biopharma | September 2024
Relay Pharmaceuticals Follow-on

$ 200,000,000

Follow-on Offering
Biopharma | September 2024
Kodiak Follow-on Offering

$ 152,173,925

Follow-on Offering
Energy & Natural Resources | September 2024
Mach Natural Resources

$ 137,000,000

Follow-on Offering
Energy & Natural Resources | September 2024
Vine Hill Capital IPO

$ 220,000,000

Initial Public Offering
Business Services | September 2024
V2X Follow-on

$ 96,000,000

Follow-on Offering
Aerospace, Defense & Government Services | September 2024
Kymera CMO

$ 258,750,000

Confidentially Marketed Follow-on Offering
Biopharma | August 2024
Phathom Registered Direct

$ 130,000,000

Registered Direct
Biopharma | August 2024
SI Solutions_MidOcean MA
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | August 2024
SAiba_Boehringer MA
Mergers & Acquisitions
Healthcare, Biopharma | August 2024
Montage Gold Private Placement

C$ 180,000,000

Private Placement
Metals & Mining | August 2024
Nearly Natural
Senior Secured Credit Facilities
Consumer Products | August 2024
Orthopediatrics Senior Notes

$ 100,000,000

Convertible Notes & Senior Secured Term Loan
Medtech | August 2024
Precigen Follow-on

$ 33,900,000

Follow-on Offering
Biopharma | August 2024
GenNx 360 Asset Continuation

$ 85,000,000

Completed a Single Asset Continuation Vehicle
Private Capital Advisory | 2024
Hammer& Steel_Argonaut MA
Mergers & Acquisition
Capital Goods | August 2024
Adagio_Ayra

$ 128,000,000

SPAC Merger
Medtech | July 2024
Akston_Dechra
Mergers & Acquisitions
Healthcare | July 2024
Integra Follow-on

C$ 20,115,000

Follow-on Offering
Metals & Mining | July 2024
Archdock Follow-on

$ 231,000,000

Follow-on Offering
Energy & Natural Resources | July 2024
Endomag_Hologic

$ 310,000,000

Mergers & Acquisitions
Medtech, Healthcare | July 2024
Riot Platforms_Block Mining MA

$ 92,500,000

Mergers & Acquisitions
Digital Assets | July 2024
Marshall Excelsior_Dover MA

$ 395,000,000

Mergers & Acquisitions
Industrial Technology | July 2024
Nabriva Therapeutics_Meithal MA
Mergers & Acquisitions
Biopharma | July 2024
HIG_Best Trash M&A
Mergers & Acquisitions
Industrial & Environmental Services | July 2024
Instamotion Retail_Carvago M&A
Mergers & Acquisitions
Consumer | July 2024
Kidde Fenwal SSCF
Senior Secured Credit Facilities
Business Services | July 2024
Pacific Avenue_Kidde Fenwal M&A
Mergers & Acquisitions
Business Services | July 2024
AECON_Xtreme MA
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | July 2024
Onward Medical SCF

€ 52,500,000

Secured Credit Facility
Healthcare | June 2024
Rapport Therapeutics IPO

$ 174,400,000

Initial Public Offering
Biopharma | June 2024
MRGB_Marubeni MA
Mergers & Acquisitions
Consumer Products | June 2024
Life360 IPO

$ 155,250,000

Initial Public Offering
Internet & Digital Media | June 2024
Gauzy IPO

$ 75,000,000

Initial Public Offering
Industrial Technology | June 2024
ISG_Azuria_MA
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | June 2024
Celcuity Registered Direct

$ 60,000,000

Registered Direct
Biopharma | May 2024
OrangeTree_Accurate MA
Mergers & Acquisitions
Tech-Enabled Services | May 2024
Dyne Follow-on

$ 374,325,000

Follow-on Offering
Biopharma | May 2024
Accrol_Navigator M&A

£ 188,194,390

Mergers & Acquisitions
Paper & Forest Products | May 2024
Voltyx_Asplundh MA
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | May 2024
D’Amico Block Trade

€ 40,300,000

Block Trade
Diversified Industries | May 2024
VSE Follow-on

$ 150,000,000

Follow-on Offering
Aerospace, Defense & Government Services | May 2024
Zerofox_Haveli MA

$ 350,000,000

Mergers & Acquisitions
Software | May 2024
Proficient Auto IPO

$ 236,525,000

Initial Public Offering
Transportation & Logistics | May 2024
Sappi_Progroup MA
Mergers & Acquisitions
Paper & Forest Products | May 2024
Abeona Registered Direct

$ 75,000,000

Registered Direct
Biopharma | May 2024
Pioneer_Waste M&A
Mergers & Acquisitions
Industrial & Environmental Services | May 2024
Kohler SSCF

$ 1,640,000,000

Senior Secured Credit Facilities
Capital Goods | May 2024
Sientra Agg Indebtedness 0424

$ 94,300,000

Aggregate Indebtedness
Medtech | April 2024
Sientra Tiger Nuance MA 0424

$ 121,600,000

Has Sold Assets to
Medtech | April 2024
Montrose FO April 2024

$ 120,000,000

Follow-on Offering
Engineering & Construction, and Infrastructure | April 2024
Kaman SSCF 0424

$ 965,000,000

Senior Secured Credit Facilities
Aerospace, Defense & Government Services | April 2024
Neogames_Aristocrat

$ 1,200,000,000

Mergers & Acquisitions
Gaming & Leisure | April 2024
Bridger Aerospace Group Registered Direct

$ 9,844,961

Registered Direct
Aerospace, Defense & Government Services | April 2024
Mitie Joint Broker
Corporate Brokering
Business Services | April 2024
Nurix Therapeutics

$ 201,250,000

Confidentially Marketed Follow-on Offering
Biopharma | April 2024
Contineum Therapeutics IPO

$ 110,000,000

Initial Public Offering
Biopharma | April 2024
EcoIndustrial_BradyPlus
Mergers & Acquisitions
Specialty Distribution, Packaging | April 2024
Upsher-Smith_Bora Pharmaceuticals
Mergers & Acquisitions
Biopharma | April 2024
Greif_Ipackchem_MA March

$ 538,000,000

Mergers & Acquisitions
Packaging | March 2024
Clean Harbors Term Loan B March

$ 500,000,000

Term Loan B
Industrial & Environmental Services | March 2024
NervGen Pharma Corp Follow-on

C$ 23,011,788

Follow-on Offering
Healthcare & Special Situations | March 2024
Avalo_AlmataBio_MA_March
Mergers & Acquisitions
Biopharma | March 2024
Nkarta Registered Direct

$ 240,100,310

Registered Direct
Biopharma | March 2024
CLS_Sentinel_MA_March
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | March 2024
Closure Systems SSCF March

$ 620,000,000

Senior Secured Credit Facilities
Packaging | March 2024
Geron Registered Direct

$ 150,000,000

Registered Direct
Biopharma | March 2024
Spyre Therapeutics PIPE

$ 180,000,000

PIPE
Biopharma | March 2024
Cloud Term Loan

$ 1,000,000,000

Term Loan
Software | March 2024
data.ai_SenorTower MA
Mergers & Acquisitions
Internet & Digital Media | March 2024
Ichor Follow-on

$ 125,000,025

Follow-on Offering
Electronics & Industrial Technology | March 2024
Proterra Inc. Chapter 11 Restructuring

$ 199,000,000

Chapter 11 Restructuring
Vehicle Electrification | March 2024
Apogee Therapeutics

$ 482,999,902

Follow-on Offering
Biopharma | March 2024
Regenxbio Follow-on

$ 140,000,000

Follow-on Offering
Biopharma | March 2024
South Coast Retina_ Retina Consultants of America MA
Mergers & Acquisitions
Healthcare Services | March 2024
American Insulated Glass
Mergers & Acquisitions
Specialty Distribution, Building Products | March 2024
OakRidge IWS MA
Mergers & Acquisitions
Industrial & Environmental Services | March 2024
Interstate Waste Services SSCF

$ 205,000,000

Senior Secured Credit Facilities
Industrial & Environmental Services | March 2024
Avacta

£ 31,000,000

Follow-on Offering
Healthcare | March 2024
DISA_CastleBranch MA
Mergers & Acquisitions
Tech-Enabled Services | March 2024
Viking Follow-on

$ 632,540,250

Follow-on Offering
Biopharma | February 2024
Trulite Term Loan B

$ 400,000,000

Term Loan B
Specialty Distribution, Building Products | February 2024
Dario Health

$ 34,400,000

Mergers & Acquisitions
HealthTech | February 2024
KalVista FO

$ 160,125,000

Confidentially Marketed Follow-on Offering
Biopharma | February 2024
Summerland_ClearNorth MA

C$ 72,700,000

Mergers & Acquisitions
| February 2024
Hut8_VPC MA
Mergers & Acquisitions
Digital Assets | February 2024
LSC_CJK MA
Mergers & Acquisitions
Paper & Forest Products | February 2024
Amaroq Minerals

$ 57,800,000

Follow-on Offering
Energy & Natural Resources | February 2024
Cafe William_ Fonds
Mergers & Acquisitions
Food & Beverage | February 2024
Loenbro_Braemont MA
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | February 2024
CollisionRight_Summit Partners MA
Mergers & Acquisitions
Automotive Aftermarket | January 2024
Selina Out of Court Restructuring

$ 300,000,000

Out-of-Court Restructuring and Convertible Notes
Real Estate | January 2024
ACOME Group_LYNDDAHL Telecom
Diversified Industries | January 2024
BillingPlatform_FTV
Has Received an Investment
Software | January 2024
Netstreit Follow-on

$ 172,800,000

Follow-on Offering
Real Estate | January 2024
The Jordan Company
Mergers & Acquisition
Transportation & Logistics | January 2024
Renu Energy Solutions_Swell Energy M&A
Mergers & Acquisitions
Tech-Enabled Services | January 2024
Blue Matrix_Thomabravo M&A
Mergers & Acquisitions
Software | January 2024
Dyne Therapeutics

$ 345,144,000

Follow-on Offering
Biopharma | January 2024
Vault_Sterling M&A
Mergers & Acquisitions
Tech-Enabled Services | January 2024
Cegeka_CTG

$ 170,000,000

Mergers & Acquisitions
Tech-Enabled Services | December 2023
Falcon Point_Jennmar

$ 389,000,000

Mergers & Acquisitions
Private Capital Advisory | 2023
Hive Private Placement

C$ 25,000,000

Private Placement
Technology | December 2023
WRM_ Ridgewood MA
Mergers & Acquisitions
Industrial & Environmental Services | December 2023
Innovative_CCMP M&A
Mergers & Acquisitions
Industrial Technology | December 2023
Innovative Refrigeration
Senior Secured Credit Facilities
Industrial Technology | December 2023
Tactical Air

$ 70,000,000

Senior Secured Credit Facility
Aerospace, Defense & Government Services | December 2023
Propella_Astellas MA

$ 175,000,000

Mergers & Acquisitions
Biopharma | December 2023
Wentworth_Maurel Proom MA

$ 75,300,000

Mergers & Acquisitions
Energy & Natural Resources | December 2023
All West Communications_Novacap M&A
Mergers & Acquisitions
Media & Telecom | December 2023
Syndax CMO

$ 230,000,000

Confidentially Marketed Follow-on Offering
Biopharma | December 2023
Cal/Amp Senior Secured Term Loan

$ 45,000,000

Senior Secured Term Loan
Tech-Enabled Services, Software | December 2023
Audax_Dobbs MA
Mergers & Acquisitions
Automotive Aftermarket | December 2023
Dobbs Tire Auto Centers SSCF
Senior Secured Credit Faciltity
Automotive Aftermarket | December 2023
Cibus Registered Direct

$ 20,300,000

Registered Direct
HealthTech | December 2023
Energean Block Trade

$ 51,900,000

Block Trade
Energy & Natural Resources | December 2023
Credo CMO

$ 175,000,000

Confidentially Marketed Follow-on Offering
Electronics & Industrial Technology | December 2023
Spyre PIPE

$ 180,000,000

PIPE
Biopharma | December 2023
Vanda_Johnson & Johnson MA

$ 100,000,000

Mergers & Acquisitions
Biopharma | December 2023
Eurofase_BeachPoint MA
Mergers & Acquisitions
Consumer & Retail | December 2023
Xenon

$ 300,000,000

Confidentially Marketed Follow-on Offering
Biopharma | November 2023
Euro Manganese

$ 100,000,000

Convertible Loan Royalty
Energy & Natural Resources | November 2023
Hut 8_US Bitcoin MA

$ 990,000,000

Mergers & Acquisitions
Digital Assets | November 2023
M8 Pharmaceuticals_Acino
Mergers & Acquisitions
Biopharma | November 2023
Veritiv Senior Secured Notes

$ 700,000,000

Senior Secured Notes
Packaging | November 2023
Veritiv  SSCF

$ 1,425,000,000

Senior Secured Credit Facilities
Packaging | November 2023
Agility_AFIMAC MA
Mergers & Acquisitions
Business Services | November 2023
Teijin_Ascendis

$ 245,000,000+

In-Licensing
Biopharma | November 2023
Medstrat_Zimmer Biomet MA
Mergers & Acquisitions
HealthTech | November 2023
ic Berlin_Marcolin MA
Mergers & Acquisitions
Consumer, Technology | November 2023
Lexeo IPO

$ 111,536,216

Initial Public Offering
Biopharma | November 2023
Alphatec CMO

$ 150,150,000

Confidentially Marketed Follow-on Offering
Medtech | October 2023
Mach IPO

$ 190,000,000

Initial Public Offering
Energy & Natural Resources | October 2023
BarkyGroup Private Placement

£ 100,000,000

Private Placement Joint Venture
Real Estate | October 2023
NCR_NCRAtleos Spin-off

$ 4,483,000,000

Has Completed a Spin-off
Capital Goods | October 2023
Heritage Crystal Clean_JF Lehman

$ 1,200,000,000

Mergers & Acquisitions
Industrial & Environmental Services | October 2023
Globalia_Smartbug_MA
Mergers & Acquisitions
Software | October 2023
Cerevel CMO

$ 517,500,000

Confidentially Marketed Follow-on Offering
Biopharma | October 2023
Landx_Lordstown MA
Mergers & Acquisitions
Vehicle Electrification | October 2023
Biocorp

€ 154,430,010

Mergers & Acquisitions
Medtech | October 2023
Vistagen Registered Direct

$ 100,000,000

Registered Direct
Biopharma | October 2023
Audeze_Sony
Mergers & Acquisitions
Consumer Products | October 2023
GTCR_ADT MA

$ 1,600,000,000

Mergers & Acquisitions
Industrial Technology | October 2023
Immunome_Morphimmune MA

$ 90,833,010

Mergers & Acquisitions
Biopharma | October 2023
Electric Supply_Sonepar
Mergers & Acquisitions
Specialty Distribution | September 2023
Infirst_Carlin MA
Mergers & Acquisitions
Healthcare | September 2023
Hillevax CMO

$ 115,000,000

Confidentially marketed Follow-on Offering
Biopharma | September 2023
Pollen Street Private Debt
Private Debt
Software | September 2023
Pollen Street_Main MA
Mergers & Acquisitions
Software | September 2023
Neumora IPO

$ 250,070,000

Initial Public Offering
Biopharma | September 2023
Skymark_Interflex Group MA
Mergers & Acquisitions
Diversified Industries, Paper & Forest Products | September 2023
Dutch Bros Follow-on

$ 300,000,000

Follow-on Offering
Restaurants | September 2023
Barcoding_Graham M&A
Mergers & Acquisitions
Tech-Enabled Services | September 2023
Allied Merger Corporation Private Placement

$ 267,280,430

Private Placement
Metals & Mining | August 2023
Asure CMO

$ 46,000,000

Confidentially Marketed Follow-on
Software | August 2023
Flipp_Truelink
Mergers & Acquisitions
Tech-Enabled Services | August 2023
Cadent_Novacap M&A
Mergers & Acquisitions
Internet & Digital Media | August 2023
Rockport_Authentic_MarcFisher MA
Mergers & Acquisitions
Consumer Products | August 2023
AWP_RHV Capital MA
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | August 2023
Ace Beverage_Corby MA

C$ 165,000,000

Mergers & Acquisitions
Consumer Products | July 2023
Acumen FO

$ 130,000,000

Follow-on Offering
Biopharma | July 2023
Apogee IPO

$ 345,057,500

Initial Public Offering
Biopharma | July 2023
Drop_Corsair MA
Mergers & Acquisitions
Gaming & Leisure | July 2023
Kooth Follow-on

£ 10,000,000

Equity Placing
Healthcare | July 2023
Key Real Estate

$ 300,000,000

Recapitalization & Private Placement
Real Estate | June 2023
Kodiak Gas Services

$ 256,000,000

Initial Public Offering
Energy & Natural Resources | June 2023
IGM Biosciences

$ 120,000,000

Confidentially Marketed Follow-on Offering
Biopharma | June 2023
Gambling.com Follow-on Offering

$ 45,209,375

Follow-on Offering
Gaming & Leisure | June 2023
Cava Group IPO

$ 365,444,420

Initial Public Offering
Restaurants | June 2023
Checkers Recapitalization

$ 315,000,000

Recapitalization
Restaurants | June 2023
Jadestone Follow-on Offering

$ 50,000,000

Follow-on Offering
Energy & Natural Resources | June 2023
Hurricane_Prax M&A

$ 311,000,000

Mergers & Acquisitions
Energy & Natural Resources | June 2023
Structurlam_Mercer M&A

$ 83,500,000

Mergers & Acquisitions
Paper & Forest Products, Diversified Industries | June 2023
Casella FO

$ 517,500,000

Follow-on Offering
Industrial & Environmental Services | June 2023
Disc Medicine Follow-on

$ 137,200,000

Follow-on Offering
Biopharma | June 2023
GAI_Eland MA
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | June 2023
Tricida Chapter 11

$ 200,000,000

Chapter 11 Restructuring
Biopharma | June 2023
Exro Technologies

$ 34,931,250

Follow-on Offering
Diversified Industries | May 2023
Tecnoglass

$ 98,900,000

Follow-on Offering
Specialty Distribution | May 2023
OneSpaWorld Follow-on

$ 90,000,000

Follow-on Offering
Consumer Products | May 2023
Zoo Digital Equity Placing

£ 12,500,000

Equity Placing
Technology | May 2023
Franchise Brands Follow-on

£ 92,000,000

Follow-on Offering
Diversified Industries | April 2023
Sunbloom_Avril MA
Mergers & Acquisitions
Consumer | April 2023
Stericycle_Brazil MA
Mergers & Acquisitions
Industrial & Environmental Services | April 2023
30 Technology_Convatec MA

£ 176,000,000

Mergers & Acquisitions
Medtech | April 2023
Karuna Follow-on

$ 460,000,000

Follow-on Offering
Biopharma | March 2023
FTAI Preferred Stock

$ 65,000,000

Preferred Stock
Transportation & Logistics | March 2023
Custom Wheel House_Fox Factory MA
Mergers & Acquisitions
Automotive Aftermarket | March 2023
Journey Energy  Follow-on

C$ 17,500,000

Follow-on Offering
| March 2023
Yusen_Taylored MA
Mergers & Acquisitions
Transportation & Logistics | March 2023
TPB Acquisition_Lavoro MA

$ 1,220,000,000

Mergers & Acquisitions
Food & Beverage | February 2023
Hillman Follow-on

$ 230,000,000

Follow-on Offering
Specialty Distribution, Building Products | February 2023
Amware_Staci MA
Mergers & Acquisitions
Transportation & Logistics | February 2023
Diversified Energy

$ 163,000,000

Follow-on Offering
| February 2023
Essential Properties

$ 189,400,000

Follow-on Offering
Real Estate | February 2023
Mineralys IPO

$ 220,800,000

Initial Public Offering
Biopharma | February 2023
Movella_Pathfinder MA

$ 504,000,000

Mergers & Acquisitions
Electronics & Industrial Technology | February 2023
Renalytix PIPE

$ 20,300,000

PIPE
Healthcare | February 2023
Treace Medical CMO

$ 100,000,000

Confidentially Marketed Follow-on Offering
Medtech | February 2023
GI Partners_Rise Broadband MA
Mergers & Acquisitions
Media & Telecom | February 2023
American’s Test Kitchen Senior Secured Notes
Senior Secured Notes
Food & Beverage | February 2023
Megatech_Middleground MA
Mergers & Acquisitions
Electronics & Industrial Technology | January 2023
SKY Fund Eaton

$ 770,000,000

Premier Aircraft Leasing Asset Manager
Private Capital Advisory, First Time Funds | January 2023
Kopin CMO

$ 19,940,000

Confidentially Marketed Follow-on Offering
Electronics & Industrial Technology | January 2023
TXO IPO

$ 100,000,000

Initial Public Offering
Energy & Natural Resources | January 2023
Keensight_Onventis MA
Mergers & Acquisitions
Technology | January 2023
CleanHarbors

$ 500,000,000

Senior Notes
Industrial & Environmental Services | January 2023
Geron Follow-on

$ 227,843,965

Follow-on Offering
Biopharma | January 2023
Things Remembered_1800Flowers MA
Sale of E-commerce Assets to
Consumer Products | January 2023
APA_PNC Riverarch MA
Mergers & Acquistions
Automotive Aftermarket | January 2023
Sky Leasing V

$ 770,000,000

Aviation Leasing
Private Fund Placement | 2023
Greif_Lee Container MA

$ 300,000,000

Mergers & Acquisitions
Packaging, Paper & Forest Products | December 2022
Enesco_NECA MA
Mergers & Acquisitions
Consumer Products | December 2022
Roadone_Ridgemont
Mergers & Acquisitions
Transportation & Logistics | December 2022
ArgoBlockchain_Galaxy MA

$ 100,000,000

Has Sold Assets & Equipment
Technology | December 2022
Voti_Rapiscan MA
Mergers & Acquisitions
Diversified Industries | December 2022
California Bioenergy_Brookfield MA

$ 500,000,000

Funding Partnership
Energy & Natural Resources | December 2022
CMI_Charger MA
Mergers & Acquisitions
Building Products | December 2022
CMI SSCF
Senior Secured Credit Facilities
Building Products | December 2022
Bioassay_ReactionBiology
Mergers & Acquisitions
Healthcare | December 2022
Cutera

$ 120,000,000

Convertible Notes
Medtech | December 2022
VOR Registered Direct

$ 115,799,748

Registered Direct & PIPE
Biopharma | December 2022
X4 Pharmaceuticals

$ 65,010,000

Confidentially Marketed Follow-on Offering
Biopharma | December 2022
Unimed_ZCG
Mergers & Acquisitions
Maritime Services, Healthcare Services | December 2022
Iveric Bio CMO

$ 300,375,000

Confidentially Marketed Follow-on Offering
Biopharma | December 2022
Purigen Biosystems_Bionano

$ 64,000,000

Mergers & Acquisitions
Tools & Diagnostics | November 2022
DZS Inc. CMO

$ 44,664,988

Confidentially Marketed Follow-on Offering
Electronics & Industrial Technology | November 2022
AerSale

$ 62,000,000

Follow-on Offering
Aerospace, Defense & Government Services | November 2022
OmniAb_Avista MA

$ 850,000,000

Mergers & Acquisitions
Biopharma | November 2022
Envera_Windpoint MA
Mergers & Acquisitions
Industrial Technology | November 2022
Commercehub_ChannelAdvisor MA

$ 724,400,000

Mergers & Acquisitions
Software | November 2022
ReedTMS_Werner
Merger & Acquisitions
Transportation & Logistics | November 2022
Global Research_DISA
Mergers & Acquisitions
Tech-Enabled Services | November 2022
Sunset_Armada
Mergers & Acquisitions
Transportation & Logistics | November 2022
Binary Defense_Invictus MA

$ 36,000,000

Growth Investment
Software | November 2022
Silkroad Follow-on

$ 115,000,000

Follow-on Offering
Medtech | October 2022
Avacta Group Convertible Bond FO

£ 64,000,000

Convertible Bond & Follow-on Offering
Healthcare Services | October 2022
Artemis Follow-on

C$ 175,005,000

Follow-on Offering
Metals & Mining | October 2022
Maxive_Thales MA

€ 120,000,000

Mergers & Acquisitions
Software | October 2022
Dragonfly SSN

$ 75,000,000

Senior Secured Notes
Industrial & Environmental Services | October 2022
Dragonfly_Chardan Merger

$ 514,804,642

Mergers & Acquisitions
Industrial & Environmental Services | October 2022
Chardan PIPE

$ 80,000,000

PIPE
Industrial & Environmental Services | October 2022
Bidstack Placing

£ 10,482,996

Placing and Subscription
Internet & Digital Media | October 2022
Harborside_Broadcastmed MA
Mergers & Acquisitions
Education Services & Technology | October 2022
Salary_AKKR MA
Mergers & Acquisitions
Software | September 2022
Citrix SSCF $5B

$ 5,050,000,000

Senior Secured Credit Facilities
Software | September 2022
Citrix 500 Million Euros

€ 500,000,000

Senior Secured Credit Facilities
Software | September 2022
Citrix 4B

$ 4,000,000,000

Senior Secured Notes
Software | September 2022
Manitowoc_Summit_MA September
Mergers & Acquisitions
Industrial Technology, Aerospace, Defense & Government Services | September 2022
Exact_Weclapp MA September
Mergers & Acquisitions
Software | September 2022
Kape Follow-on

$ 220,000,000

Follow-on Offering
Technology | September 2022
Riskmethods_Sphera MA
Mergers & Acquisitions
Software | September 2022
7C Solar Parken Follow-on
Follow-on Offering
Energy & Natural Resources | September 2022
Trevi CMO

$ 58,079,577

Confidentially Marketed Follow-on Offering
Biopharma | September 2022
Xcentric_Quickparts M&A
Mergers & Acquisitions
Electronics & Industrial Technology | September 2022
CodeRed_Warrent MA
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | September 2022
First Watch Follow-on

$ 69,750,000

Follow-on Offering
Food & Beverage | September 2022
CatchMark Timberg_PotlatchDeltic MA

$ 918,800,000

Mergers & Acquisitions
Real Estate, Paper & Forest Products | September 2022
Rhythm CMO

$ 124,800,000

Confidentially Marketed Follow-on Offering
Biopharma | September 2022
LJP Waste Solutions
Mergers & Acquisitions
Industrial & Environmental Services | September 2022
DISA_Audax MA
Mergers & Acquisitions
Tech-Enabled Services | September 2022
Beontag_Techinicote MA
Mergers & Acquisitions
Paper & Forest Products | September 2022
Zephr_Zuora
Mergers & Acquisitions
Software | September 2022
Cryptosense MA
Mergers & Acquisitions
Software | August 2022
Makerbot_Stratasys_Ultimaker MA
Mergers & Acquisitions
Electronics & Industrial Technology | August 2022
Westrock Coffee_Riverview MA

$ 1,085,600,000

Business Combination
Food & Beverage | August 2022
Aurora Solar_BT Imaging MA

C$ 13,800,000

Diversified Industries | August 2022
Nogin_Software Acquisition Group MA

$ 658,000,000

Mergers & Acquisitions
Internet & Digital Media | August 2022
Medpharmex_Dechra MA

$ 260,000,000

Mergers & Acquisitions
Healthcare Services | August 2022
Aurora Capital
Mergers & Acquisitions
Industrial & Environmental Services | August 2022
AerSale Follow-on

$ 84,309,375

Follow-on Offering
Aerospace, Defense & Government Services | August 2022
Fulcrum Therapeutics CMO

$ 84,249,986

Confidentially Marketed Follow-on Offering
Biopharma | August 2022
Orthopediatrics CMO

$ 143,893,750

Confidentially Marketed Follow-on Offering
Medtech | August 2022
Karuna Follow-on

$ 862,500,000

Follow-on Offering
Biopharma | August 2022
Insigneo_Citi MA
Mergers & Acquisitions
Financial Institutions & Financial Technology | August 2022
PLH_Primoris MA

$ 470,000,000

Mergers & Acquisitions
Engineering & Construction, and Infrastructure | August 2022
ZeroFox_LF MA

$ 1,308,000,000

Mergers & Acquisitions
Software | August 2022
Zerofox_IDX MA

$ 338,750,000

Mergers & Acquisitions
Software | August 2022
Netstreit Follow-on

$ 181,800,000

Follow-on Offering
Real Estate | August 2022
Celsius Pepsico MA

$ 550,000,000

Has Received a Minority Investment from
Consumer Products | August 2022
Attenti_AlliedUniversal MA
Mergers & Acquisitions
Business Services | August 2022
SES Imagotag Block Trade

€ 96,000,000

Block Trade
Technology | July 2022
Prisma CenterGate MA
Mergers & Accquisitions
Internet & Digital Media | July 2022
Energy IPO

€ 30,000,000

Initial Public Offering
Energy & Natural Resources | July 2022
Tidewater Restructuring

C$ 145,000,000

Refinancing
| July 2022
Invacare SSTL

$ 104,500,000

Senior Secured Term Loan
Medtech | July 2022
Invacare CN

$ 55,300,000

Exchange of Convertible Notes
Medtech | July 2022
Natus_ArchiMed MA

$ 1,200,000,000

Mergers & Acquisitions
Medtech | July 2022
Foss_Mohawk MA
Mergers & Acquisitions
Building Products | July 2022
HIG_Terra MA
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | June 2022
Airties_Providence MA
Mergers & Acquisitions
Software | June 2022
Xenon CMO

$ 250,000,000

Confidentially Marketed Follow-on Offering
HealthTech | June 2022
Newcore Gold Follow-on

C$ 5,010,000

Follow-on Offering
Metals & Mining | June 2022
Flipp_reebee M&A
Mergers & Acquisitions
Tech-Enabled Services | June 2022
Flipp SSCF
Senior Secured Credit Facility
Tech-Enabled Services | June 2022
Neogames_Aspire MA

$ 480,000,000

Tender Offer
Gaming & Leisure | June 2022
Else Follow-on CMO

C$ 7,287,000

Follow-on Offering
Consumer & Retail | June 2022
GoProto_Core M&A
Mergers & Acquisitions
Software | June 2022
Montage Gold Follow-on

C$ 20,000,000

Follow-on Offering
Metals & Mining | June 2022
Roadtex_Echo M&A
Mergers & Acquisitions
Transportation & Logistics | June 2022
NG Energy Convertible Notes

C$ 17,047,000

Convertible Notes
| May 2022
Well Health Follow-on

C$ 34,511,565

Follow-on Offering
HealthTech | May 2022
Redex Pharma Follow-on

£ 34,261,864

Follow-on Offering
Biopharma | May 2022
Poda_Altria_MA

$ 100,500,000

Asset Sale
Cannabis | May 2022
PepGen

$ 108,000,000

Initial Public Offering
Biopharma | May 2022
Integra_Anthem M&A
Mergers & Acquisitions
Healthcare Services | May 2022
Freshpet Follow-on

$ 350,000,000

Follow-on Offering
Consumer Products | May 2022
Nova Quest Fund Placement

$ 500,000,000

Tech-Enabled Pharma Services
Private Fund Placement, First Time Funds | 2022
HilleVax IPO

$ 200,000,000

Initial Public Offering
Biopharma | April 2022
Supermarket Income REIT Follow-on

£ 300,000,000

Follow-on Offering
Real Estate | April 2022
Oldcastle Senior Notes

$ 585,000,000

Senior Notes
Building Products | April 2022
Old Castle SSCF

$ 2,025,000,000

Senior Secured Credit Facilities
Building Products | April 2022
Nkarta CMO

$ 230,000,000

Confidentially Marketed Follow-on Offering
Biopharma | April 2022
re2_Sarcos M&A

$ 100,000,000

Mergers & Acquisitions
Electronics & Industrial Technology | April 2022
Hillman Follow-on 04/22

$ 149,500,000

Follow-on Offering
Specialty Distribution, Building Products | April 2022
SoundUnited_Masimo M&A

$ 1,025,000,000

Mergers & Acquisitions
Consumer Products | April 2022
Hyloris Follow-on

€ 15,000,000

Follow-on Offering
Healthcare | April 2022
Renalytix

$ 30,000,000

Convertible Bond and Equity Placing
Medtech | March 2022
Resonant_MuRata M&A

$ 315,000,000

Mergers & Acquisitions
Electronics & Industrial Technology | March 2022
IGM Follow-on 03/22

$ 230,000,000

Follow-on Offering
Biopharma | March 2022
Geron CMO 03/22

$ 75,000,000

Confidentially Marketed Follow-on Offering
Biopharma | March 2022
Valens Follow-on March

C$ 32,343,743

Follow-on Offering
Consumer & Retail | March 2022
Tailwind_Terran M&A

$ 1,577,000,000

Mergers & Acquisitions
Aerospace, Defense & Government Services | March 2022
TriMech_Sentinel M&A
Mergers & Acquisitions
Electronics & Industrial Technology | March 2022
Rubellite Follow-on

C$ 25,311,500

Follow-on Offering
| March 2022
Kensington IPO

$ 230,000,000

Initial Public Offering
Capital Goods | March 2022
Garden State Bulb_Staple Street M&A
Mergers & Acquisitions
Consumer Products | March 2022
Dario Health Registered Direct

$ 40,000,000

Registered Direct
HealthTech | March 2022
Nexsight_IDEX M&A

$ 120,000,000

Mergers & Acquisitions
Industrial Technology | February 2022
Cloyes_MidOcean M&A
Mergers & Acquisitions
Automotive Aftermarket | February 2022
Radware_SecurityDam M&A

$ 42,500,000

Mergers & Acquisitions
Software | February 2022
Athenahealth Senior Notes

$ 2,350,000,000

Senior Notes
HealthTech | February 2022
Wellbeats_LifeSpeak M&A

$ 92,500,000

Mergers & Acquisitions
Internet & Digital Media | February 2022
Energy Vault_Novas Capital M&A

$ 1,440,000,000

SPAC Merger
Capital Goods | February 2022
Tristar_Spectrum M&A

$ 325,000,000

Mergers & Acquisitions
Consumer Products | February 2022
Caribbean Financial Group Holdings
Debt Private Placement
Financial Institutions & Financial Technology | February 2022
Pinja_Norvestor M&A
Mergers & Acquisitions
Technology | February 2022
Thayer_Inspirato M&A

$ 1,052,000,000

Mergers & Acquisitions
Internet & Digital Media | February 2022
Silver Spike IPO

$ 85,000,000

Initial Public Offering
Consumer Products | February 2022
Global Clean Energy Strategic Investment

$ 165,000,000

Strategic Investment led by ExxonMobil
Energy & Natural Resources | February 2022
McAfee Senior Notes

$ 2,000,000,000

Senior Notes
Software | February 2022
Tamarack Valley Follow-on 02/22

C$ 200,000,000

Senior Notes
| February 2022
Unbound Group

£ 30,000,000

Transfer of Listing to AIM
Consumer | February 2022
Zymeworks CMO

$ 100,000,000

Confidentially Marketed Follow-on Offering
Biopharma | January 2022
Credo Tech IPO

$ 200,000,000

Initial Public Offering
Electronics & Industrial Technology | January 2022
Chefeng Gold_Golden Star M&A

$ 470,000,000

Mergers & Acquisitions
Metals & Mining | January 2022
Adventus Follow-on

C$ 33,532,415

Follow-on Offering
Metals & Mining | January 2022
Marlowe Follow-on

£ 130,000,000

Follow-on Offering
Diversified Industries | January 2022
Tiendamia M&A
Has Received a Minority Investment
Transportation & Logistics | January 2022
Spirit Realty

$ 390,320,000

Follow-on Offering
Real Estate | January 2022
Nomad Follow-on

C$ 42,542,500

Follow-on Offering
Metals & Mining | January 2022
Tribe Private Placement

C$ 21,000,000

Private Placement
Technology | January 2022
Tribe_Round13 M&A
Has Received a Minority Investment
Technology | January 2022
Netstreit Follow-on

$ 200,300,000

Follow-on Offering
Real Estate | January 2022
Fiore Gold Fairness Opinion

C$ 195,000,000

Fairness Opinion
Metals & Mining | January 2022
Vigil IPO

$ 98,000,000

Initial Public Offering
Biopharma | January 2022
PreBrands_Champlain M&A
Mergers & Acquisitions
Food & Beverage | December 2021
Fathom_Altimar M&A

$ 1,500,000,000

Mergers & Acquisitions
Electronics & Industrial Technology | December 2021
Altimar II PIPE

$ 70,000,000

PIPE
Electronics & Industrial Technology | December 2021
ReadyWise_Goode M&A
Mergers & Acquisitions
Food & Beverage | December 2021
Kape_ExpressVPN

$ 936,000,000

Mergers & Acquisitions
Software | December 2021
Specialty Products_Incline M&A
Mergers & Acquisitions
Specialty Distribution | December 2021
Spree SPAC IPO

$ 200,000,000

SPAC IPO
Automotive Aftermarket | December 2021
Midwest_SWAT M&A
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | December 2021
AIT_Select M&A
Mergers & Acquisitions
Transportation & Logistics | December 2021
Acme Cryogenics_Dover M&A

$ 295,000,000

Mergers & Acquisitions
Industrial Technology | December 2021
Perion Follow-on

$ 180,000,000

Follow-on Offering
Internet & Digital Media | December 2021
Bonlook_FYIDoctors M&A
Mergers & Acquisitions
Consumer & Retail | December 2021
Mississippi_Retina M&A
Mergers & Acquisitions
Healthcare Services | December 2021
Stericycle_GFL M&A
Mergers & Acquisitions
Industrial & Environmental Services | December 2021
Midwest Motor_KnightSwift MA

$ 150,000,000

Mergers & Acquisitions
Transportation & Logistics | December 2021
Solid Power_DCRC M&A

$ 1,239,000,000

Mergers & Acquisitions
Electronics & Industrial Technology | December 2021
MEI Pharma Follow-on

$ 52,325,000

Follow-on Offering
Biopharma | December 2021
PerTronix_Charger MA
Mergers & Acquisitions
Automotive Aftermarket | December 2021
Seeing Machine Follow-on

$ 41,000,000

Technology | November 2021
EC Waste_3i
Mergers & Acquisitions
Industrial & Environmental Services | November 2021
PrairieSky Follow-on 11/21

C$ 230,071,000

Follow-on Offering
| November 2021
Wellhealth

C$ 65,000,000

Convertible Notes
HealthTech | November 2021
ALSP Orchid SPAC IPO

$ 172,500,000

SPAC IPO
Biopharma | November 2021
Wildpack Convertible Debentures

C$ 20,000,000

Convertible Debentures
Diversified Industries | November 2021
Wildpack Follow-on

C$ 22,000,000

Follow-on Offering
Diversified Industries | November 2021
Wildpack_KT M&A

$ 37,260,000

Mergers & Acquisitions
Diversified Industries | November 2021
Custom Truck Follow-on

$ 105,000,000

Follow-on Offering
Engineering & Construction, and Infrastructure | November 2021
Postal Realty Trust Follow-on

$ 72,250,000

Follow-on Offering
Real Estate | November 2021
ViewRay CMO

$ 80,500,000

Confidentially Marketed Follow-on Offering
Medtech | November 2021
ConciergeAuction_Sothebys_M&A
Mergers & Acquisitions
Tech-Enabled Services | November 2021
Prilenia Private Placement

$ 43,000,000

Private Placement
Biopharma | November 2021
908 Devices Follow-on

$ 100,800,000

Follow-on Offering
Tools & Diagnostics | November 2021
First Advantage Follow-on

$ 300,000,000

Follow-on Offering
Tech-Enabled Services | November 2021
Critical Elements Follow-on

C$ 26,101,250

Follow-on Offering
Metals & Mining | November 2021
ExOne_Desktop M&A

$ 575,000,000

Mergers & Acquisitions
Electronics & Industrial Technology | November 2021
Codere_DD3 MA

$ 350,000,000

Mergers & Acquisitions
Gaming & Leisure | November 2021
SiTime Follow-on

$ 450,000,000

Follow-on Offering
Electronics & Industrial Technology | November 2021
Hive Private Placement

C$ 100,020,000

Private Placement
Technology | November 2021
Motion_Docgo M&A

$ 158,000,000

Mergers & Acquisitions
HealthTech | November 2021
BioCare_Vistria M&A
Mergers & Acquisitions
Healthcare Services | November 2021
Revalize_Tenado M&A
Mergers & Acquisitions
Technology | November 2021
Obsidian Follow-on

C$ 25,875,000

Follow-on Offering
| November 2021
Spindletop IPO

$ 230,000,000

Initial Public Offering
Healthcare Services | November 2021
Mellennium_Brady IFS M&A
Mergers & Acquisitions
Specialty Distribution | November 2021
Penn Jersey_Envoy M&A
Mergers & Acquisitions
Specialty Distribution | November 2021
Matrixx M&A

$ 50,000,000

Mergers & Acquisitions
Software | October 2021
Sonendo IPO

$ 93,600,000

Initial Public Offering
Medtech | October 2021
Hire Right IPO

$ 422,000,000

Initial Public Offering
Tech-Enabled Services | October 2021
esight_MRI M&A
Mergers & Acquisitions
Technology | October 2021
Clarus Follow-on

$ 74,250,000

Follow-on Offering
Consumer Products | October 2021
Iveric Bio CMO

$ 150,750,000

Confidentially Marketed Follow-on Offering
Biopharma | October 2021
Arizona Follow-on

C$ 49,831,250

Follow-on Offering
Metals & Mining | October 2021
BlueLinx Holdings Senior Secured Notes

$ 300,000,000

Senior Secured Notes
Building Products, Specialty Distribution | October 2021
Supermarket Income REIT Follow-on

£ 200,000,000

Follow-on Offering
Real Estate | October 2021
Marlowe Follow-on Offering

£ 50,000,000

Follow-on Offering
Diversified Industries | October 2021
Ventripoint Follow-on

C$ 7,004,400

Follow-on Offering
Healthcare & Special Situations | October 2021
EPR Properties Senior Notes

$ 400,000,000

Senior Notes
Real Estate | October 2021
Choptank_Hub M&A
Mergers & Acquisitions
Transportation & Logistics | October 2021
Apollo CMO

$ 74,865,000

Confidentially Marketed Follow-on Offering
Medtech | October 2021
Else Follow-on Offering

C$ 17,307,500

Follow-on Offering
Consumer & Retail | October 2021
Crystal Peak Private Placement

C$ 5,949,680

Private Placement
Metals & Mining | October 2021
Schultze SPAC IPO

$ 165,000,000

SPAC Initial Public Offering
Consumer Products | October 2021
Newhold Investment IPO

$ 175,000,000

Initial Public Offering
Electronics & Industrial Technology | October 2021
ACON S2

$ 250,000,000

Initial Public Offering
Consumer Products | October 2021
Xenon Follow-on Offering

$ 345,000,000

Follow-on Offering
Medtech | October 2021
Topaz Follow-on 10/21

C$ 173,052,000

Follow-on Offering
| October 2021
Zomedica_PulseVet M&A

$ 70,900,000

Mergers & Acquisitions
Medtech | October 2021
First Watch IPO

$ 195,801,300

Initial Public Offering
Consumer Products | October 2021
Ekkio_LIM M&A
Mergers & Acquisitions
Medtech | October 2021
Sabra Healthcare REIT Senior Notes

$ 800,000,000

Senior Notes
Real Estate | September 2021
MPT Senior Notes

€ 500,000,000

Senior Notes
Real Estate | September 2021
SAM_Peak Rock M&A
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | September 2021
Montrose Follow-on

$ 155,000,000

Follow-on Offering
Engineering & Construction, and Infrastructure | September 2021
Sterling Check IPO

$ 328,600,000

Initial Public Offering
Tech-Enabled Services | September 2021
Shapeways_Galileo M&A

$ 410,000,000

SPAC M&A
Electronics & Industrial Technology | September 2021
Green for Life (GFL) Senior Notes

$ 250,000,000

Senior Notes
Industrial & Environmental Services | September 2021
Greenbrook Follow-on

$ 13,200,000

Follow-on Offering
Healthcare Services | September 2021
Kape

$ 354,000,000

Follow-on Offering
Technology | September 2021
Audax M&A
Mergers & Acquisitions
Medtech | September 2021
Pandologic M&A

$ 150,000,000

Mergers & Acquisitions
Internet & Digital Media, Software | September 2021
Opensignal_Comlink Data M&A
Mergers & Acquisitions
Internet & Digital Media | September 2021
Maravai Follow-on

$ 1,000,000,000

Follow-on Offering
Biopharma | September 2021
Target Follow-on

£ 125,000,000

Follow-on Offering
Real Estate | September 2021
Powergrid M&A
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | September 2021
Somalogic_CM Life SPAC Merger

$ 651,000,000

SPAC Merger
Tools & Diagnostics | September 2021
Topaz Follow-on

C$ 108,150,000

Follow-on Offering
| August 2021
Vector Acquisition_Rocket Lab SPAC Merger

$ 4,100,000,000

Has Merged with
Aerospace, Defense & Government Services | August 2021
Priority Power Preferred Stock

$ 250,000,000

Convertible Preferred Stock
| August 2021
Covercraft_Audax
Mergers & Acquisitions
Automotive Aftermarket | August 2021
Aberdeen Standard

$ 505,000,000

Bonaccord Capital Partners I
Private Capital Advisory | August 2021
Atlas Antibodies – Afinum – SHS M&A
Mergers & Acquisitions
Biopharma | August 2021
FSI Global – MRI Software M&A
Mergers & Acquisitions
Software | August 2021
Surrozen

$ 212,000,000

SPAC Merger & PIPE
Biopharma | August 2021
Adagio

$ 355,810,000

Initial Public Offering
Biopharma | August 2021
Odyssey – Painters M&A
Mergers & Acquisitions
Specialty Distribution | August 2021
Affiliati – Main St.  M&A
Minority Capitalization
Internet & Digital Media | August 2021
Statewide – AWP M&A
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | August 2021
Centerfield Senior Secured Notes

$ 785,000,000

Senior Secured Notes
Tech-Enabled Services | July 2021
Rani Therapeutics IPO

$ 84,333,337

Initial Public Offering
Biopharma | July 2021
Traeger IPO

$ 424,000,000

Initial Public Offering
Consumer Products | July 2021
Gambling.com IPO

$ 42,000,000

Initial Public Offering
Gaming & Leisure | July 2021
Absci IPO

$ 230,000,000

Initial Public Offering
Tools & Diagnostics | July 2021
BioAgri – DWHP M&A
Mergers & Acquisitions
Biopharma | July 2021
Gen inCode IPO

£ 17,000,000

Initial Public Offering
HealthTech | July 2021
First Student Senior Secured Notes

$ 800,000,000

Senior Secured Notes
Transportation & Logistics | July 2021
Carolina – Westfall M&A
Mergers & Acquisitions
Paper & Forest Products | July 2021
Imago Biosciences IPO

$ 174,560,000

Initial Public Offering
Biopharma | July 2021
Midwest Prototyping – Prototek M&A
Mergers & Acquisitions
Electronics & Industrial Technology | July 2021
Markforged_One M&A

$ 1,664,000,000

Mergers & Acquisitions
Electronics & Industrial Technology | July 2021
Hillman_Landcadia Holdings M&A

$ 2,642,000,000

Mergers & Acquisitions
Specialty Distribution | July 2021
Rapidmicro IPO

$ 180,132,080

Initial Public Offering
Tools & Diagnostics | July 2021
LeMaitre CMO

$ 62,675,000

Confidentially Marketed Follow-on Offering
Medtech | July 2021
Iveric Bio CMO

$ 100,190,000

Confidentially Marketed Follow-on Offering
Biopharma | July 2021
Cerevel Follow-on

$ 350,000,000

Follow-on Offering
Biopharma | July 2021
EverCommerce IPO

$ 325,000,000

Initial Public Offering
Software | July 2021
Nyxoah IPO

$ 97,807,500

Initial Public Offering (U.S. Nasdaq)
Medtech | July 2021
Vetio Animal – Swedencare M&A

$ 181,500,000

Mergers & Acquisitions
Biopharma | July 2021
Acumen IPO

$ 160,000,000

Initial Public Offering
Biopharma | June 2021
Clear Secure IPO

$ 409,200,000

Initial Public Offering
Internet & Digital Media | June 2021
Gladstone Preferred Stock

$ 100,000,000

Preferred Stock
Real Estate | June 2021
888 Holdings/ABG M&A
Mergers & Acquisitions
Gaming & Leisure | June 2021
GH Research IPO

$ 160,000,000

Initial Public Offering
Biopharma | June 2021
OneSpaWorld Follow-on

$ 80,000,000

Follow-on Offering
Entertainment | June 2021
Coliseum IPO

$ 150,000,000

Initial Public Offering
Entertainment | June 2021
Tremor IPO

$ 128,600,000

Initial Public Offfering
Internet & Digital Media | June 2021
Everi Senior Notes

$ 400,000,000

Senior Notes
Gaming & Leisure | June 2021
Livevox/Crescent M&A

$ 864,000,000

Mergers & Acquisitions
Software | June 2021
FTAC_Payoneer M&A

$ 3,300,000,000

Mergers & Acquisitions
Financial Institutions & Financial Technology | June 2021
Assura Senior Notes

£ 300,000,000

Senior Sustainable Notes
Real Estate | June 2021
SilverSpike/wmh

$ 1,310,000,000

Mergers & Acquisitions
Internet & Digital Media | June 2021
PLBY Group Follow-on

$ 249,700,000

Follow-on
Consumer Products | June 2021
Materialise NV

$ 96,000,000

Confidentially Marketed Follow-on Offering
Electronics & Industrial Technology | June 2021
Hut 8

C$ 100,000,000

Follow-on Offering
Metals & Mining | June 2021
Wildpack

C$ 20,000,000

Follow-on Offering
Metals & Mining | June 2021
SKWeston/Davies
Mergers & Acquisitions
Software | June 2021
Cohu/Mycronic M&A

$ 125,000,000

Mergers & Acquisition
Electronics & Industrial Technology | June 2021
Monarch Mining Corporation

C$ 6,000,000

Private Placement
Metals & Mining | June 2021
Alpine Follow-on

$ 49,840,000

Follow-on Offering
Real Estate | June 2021
RCSA M&A
Mergers & Acquisitions
Healthcare Services | June 2021
Doman/Hixon

$ 375,000,000

Mergers & Acquisitions
Building Products | June 2021
Valens Follow-on

C$ 46,004,990

Follow-on Offering
Consumer Products | May 2021
BlueGreen M&A

$ 723,000,000

Mergers & Acquisitions
Consumer & Retail | May 2021
CyrusOne Senior Notes

€ 500,000,000

Senior Notes
Tech-Enabled Services | May 2021
CloudPassage
Mergers & Acquisitions
Technology | May 2021
The Collected Group 05-2020
Chapter 11 Restructuring
Consumer Products | May 2021
Diversified Energy Follow-on

$ 225,000,000

Follow-on Offering
Energy & Natural Resources | May 2021
Tricon Residential – Follow-on

C$ 175,000,000

Follow-on Offering
Real Estate | May 2021
Topaz Energy Follow-on

C$ 201,254,750

Follow-on Offering
| May 2021
Transaction Data_BlackRock – M&A
Mergers & Acquisitions
HealthTech | May 2021
Millennial_Waterton – M&A

C$ 27,100,000

Mergers & Acquisitions
Metals & Mining | May 2021
Cohu_Mycronic – M&A
Divestiture of Assets
Electronics & Industrial Technology | May 2021
Transport_Gemspring M&A
Mergers & Acquisitions
Transportation & Logistics | May 2021
CanWel Senior Notes 04-2021

C$ 325,000,000

Senior Notes
Building Products | April 2021
EnerPlus/Hess 04-2021

$ 312,000,000

Mergers & Acquisitions
Energy & Natural Resources | April 2021
Precise Automation 04-2021
Mergers & Acquisitions
Industrial Technology | April 2021
TraceOne 04-2021
Mergers & Acquisitions
Software | April 2021
Performance Designed Products 04-2021
Mergers & Acquisitions
Retail | April 2021
NASS 04-2021
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | April 2021
EPS 04-2021
Mergers & Acquisitions
Engineering & Construction, and Infrastructure | April 2021
Evolus 04-2021

$ 98,325,000

Confidentially Marketed Follow-on Offering
Biopharma | April 2021
Empirix 04-2021
Mergers & Acquisitions
Software | April 2021
CanWel Building 04-2021

C$ 75,000,000

Follow-on Offering
Building Products | April 2021
Studio Retail Group 04-2021

£ 30,000,000

Mergers & Acquisitions
Retail | April 2021
SeaSpine Holdings 04-2021

$ 100,912,500

Confidentially Marketed Follow-on Offering
Medtech | April 2021
Karat Packaging 04-2021

$ 72,680,000

Initial Public Offering
Packaging, Specialty Distribution | April 2021
The Hillman Companies 04-2021
Mergers & Acquisitions
Building Products | April 2021
Essential Properties 04-2021
Follow-on Offering
Real Estate | April 2021
Karuna Therapeutics Follow-on Offering

$ 287,500,000

Follow-on Offering
Biopharma | April 2021
Netstreit Corp. 04-2021

$ 177,023,991

Follow-on Offering
Real Estate | April 2021
Maravai Life Sciences 04-2021

$ 646,875,000

Follow-on Offering
Tools & Diagnostics | April 2021
Ionis Pharmaceuticals 04-2021

$ 550,000,000

Convertible Senior Notes
Biopharma | April 2021
Peak-Ryzex/Sole Source Capital 04-2021
Mergers & Acquisitions
Tech-Enabled Services | April 2021
Zoo Digital 03-2021

£ 7,454,727

Follow-on Offering
Software | March 2021
ProQR Therapeutics 03-2021

$ 103,500,000

Confidentially Marketed Follow-on Offering
Biopharma | March 2021
Cti Biopharma 03-2021

$ 50,652,000

Confidentially Marketed Follow-on Offering
Biopharma | March 2021
enerplus – Bruin M&A

$ 465,000,000

Mergers & Acquisitions
| March 2021
Pole Star/Wavecrest 03-2021
Mergers & Acquisitions
Software | March 2021
Global Partners 03-24-2021

$ 75,000,000

Preferred Stock
Energy & Natural Resources | March 2021
Nesco Holdings 03-2021

$ 920,000,000

Senior Secured Notes
Engineering & Construction, and Infrastructure | March 2021
Prometheus Biosciences 03-2021

$ 218,500,000

Initial Public Offering
Biopharma | March 2021
iZotope/Francisco Partners 03-2021
Mergers & Acquisitions
Software | March 2021
Omega Healthcare Investors 03-2021

$ 700,000,000

Senior Notes
Real Estate, Gaming & Leisure | March 2021
Nurix Follow-on Offering

$ 160,425,000

Follow-on Offering
Biopharma | March 2021
Cutera – Convertible Notes

$ 138,250,000

Convertible Notes
Medtech | March 2021
Squadron – Alphatec M&A

$ 90,000,000

Has Invested in
Medtech | March 2021
Sientra – Confidentially Marketed Follow-on Offering

$ 42,000,000

Confidentially Marketed Follow-on Offering
Medtech | February 2021
Bolt Biotherapeutics 02-2021

$ 230,000,000

Initial Public Offering
Biopharma | February 2021
Verint_Cognyte Spinoff
Spin-off to
Software | February 2021
Gemini – SPAC Merger & PIPE
SPAC Merger & PIPE
Biopharma | February 2021
Noble Rock Acquisition 02-2021

$ 210,000,000

Initial Public Offering
Software | February 2021
Corsair Gaming 01-2021

$ 262,500,000

Follow-on Offering
Gaming & Leisure | January 2021
Patria IPO

$ 512,000,000

Initial Public Offering
Financial Institutions & Financial Technology | January 2021
Lithium Americas CMO

$ 400,000,000

Confidentially Marketed Follow-on Offering
Metals & Mining | January 2021
Haymaker/Arko 12-2020

$ 2,000,000,000

Mergers & Acquisitions
Consumer Products | December 2020
The Wheel Group 12-2020
Mergers & Acquisitions
Automotive Aftermarket | December 2020
Velocity Technology Solutions 12-2020
Mergers & Acquisitions
Tech-Enabled Services | December 2020
RMG Acquisition Corp/Romeo Power 12-2020

$ 993,000,000

Mergers & Acquisitions
Capital Goods | December 2020
Hennessy Acquisition Corp/Canoo 12-2020

$ 1,841,000,000

Mergers & Acquisitions
Electronics & Industrial Technology | December 2020
Talos 12-2020

$ 500,000,000

Senior Notes
Energy & Natural Resources | December 2020
OmniCron_Caesarstone M&A
Mergers & Acquisitionsd
Building Products | December 2020
Southeastern Paper Group_Envoy MA
Mergers & Acquisitions
Food & Beverage | December 2020
Opensignal_Infobip M&A

$ 300,000,000

Mergers & Acquisitions
Software | December 2020
AbCellera Biologics 12-2020

$ 555,450,000

Initial Public Offering
Biopharma | December 2020
Hydrofarm 12-2020

$ 199,300,000

Initial Public Offering
Cannabis | December 2020
Energean Secondary Block Trade

£ 43,300,000

Secondary Block Trade
Energy & Natural Resources | December 2020
Codexis 12-2020

$ 750,000,000

Follow-on Offering
Tools & Diagnostics | December 2020
Kensington Capital Acquisition 11-2020

$ 3,321,000,000

Mergers & Acquisitions
Automotive OEMs & Suppliers | November 2020
NeoGames 11-2020

$ 93,987,050

Initial Public Offering
Gaming & Leisure | November 2020
Camtek Follow-on

$ 68,425,000

Follow-on Offering
Electronics & Industrial Technology | November 2020
Gaming and Leisure Properties 11-2020

$ 333,500,000

Follow-on Offering
Gaming & Leisure | November 2020
Maravai Life Science, Inc. 11-2020

$ 1,863,000,000

Initial Public Offering
Tools & Diagnostics | November 2020
Topaz Energy Corp 10-2020

C$ 263,128,000

Initial Public Offering
Energy & Natural Resources | October 2020
North American Lifting Holdings (TNT) 10-2020

$ 933,000,000

Restructuring
Engineering & Construction, and Infrastructure | October 2020
Curiosity Stream/Software Acquisition 10-2020

$ 321,100,000

Mergers & Acquisitions
Internet & Digital Media | October 2020
Omega Healthcare Investors 10-2020

$ 700,000,000

Senior Notes
Real Estate | October 2020
Hycroft Mining Holding Corporation 10-2020

$ 86,250,000

Follow-on Offering
Metals & Mining | October 2020
Ionis/Akcea 10-2020

$ 1,898,938,296

Mergers & Acquisitions
Biopharma | October 2020
Smith and Williamson 09-2020

£ 1,800,000,000

Mergers & Acquisitions
Financial Institutions | September 2020
Stericycle_Consortium MA
Mergers & Acquisitions
Industrial & Environmental Services | August 2020
PharmaCielo Follow-on
Follow-on Offering
Cannabis | June 2020
Checkmarx/Hellman 04-2020

$ 1,150,000,000

Mergers & Acquisitions
Software | April 2020
Orthopediatrics_Apifix M&A

$ 39,054,798

Mergers & Acquisitions
Medtech | April 2020
Amiad Open Offer & Subscription

£ 17,600,000

Open Offer & Subscription
Energy & Natural Resources | April 2020
Amiad Fairness Opinion 0422
Fairness Opinion
Energy & Natural Resources | April 2020
Compugen CMO

$ 79,347,051

Confidentially Marketed Follow-on Offering
Biopharma | March 2020
Amerisur_Geopark MA

$ 315,000,000

Mergers & Acquisitions
Energy & Natural Resources | January 2020
Stericycle_Veolia MA
Mergers & Acquisitions
Industrial & Environmental Services | December 2019
Stericycle_Red MA
Mergers & Acquisitions
Industrial & Environmental Services | October 2019
Moksha8

$ 125,000,000

Strategic Financing Agreement
Biopharma | February 2019
Caribbean_Bay Boston MA
Mergers & Acquisitions
Financial Institutions & Financial Technology | November 2018
Lilly_Uniao Quimica MA
Mergers & Acquisitions
Biopharma | September 2018
Bank Hapoalim_Safra National MA
Mergers & Acquisitions
Financial Institutions & Financial Technology | May 2017
Ultrapetrol Restructuring

$ 492,000,000

Chapter 11 Restructuring
Maritime Services | March 2017
Top Media_JCDecaux
Mergers & Acquisitions
Entertainment | December 2016
Amerisur

$ 35,000,000

Follow-on Offering
Energy & Natural Resources | March 2016
Currency volume represents full credit to each underwriter. All transaction announcements appear as a matter of record only. Stifel collectively refers to Stifel, Nicolaus & Company, Incorporated and other affiliated broker-dealer subsidiaries of Stifel Financial Corp.

Awards & Recognition

National and international recognition of Stifel’s successful approach.

No. 1

U.S. Mid-Market Equity House of the Year 1

No. 1

In Volume of Senior Managed Negotiated Municipal Bond Issues2

No. 1

Provider of Global Small-Cap Equity Research Coverage3

1 International Financing Review, 2023

2 Source: Thomson Reuters.

3 Source: Company data as of 12/31/24