STF-logo-1

We use cookies to provide you a better experience. By continuing to use this website, you consent to the use of cookies in accordance with our Cookie Policy.

Stifel headshot generic placeholder

Nicholas Caine

Vice President

Santa Fe

cainen@stifel.com | (505)487-6630 | v-Card

Nicholas Caine joined Stifel Public Finance in 2023, and works with school districts, cities, towns, counties and special districts across New Mexico as a Municipal Advisor and Bond Underwriter. He contributes to all stages of the debt issuance process including elections, evaluation of debt capacity, preparation and review of offering documents, and execution of bond sales and private placements.

Before joining Stifel, Mr. Caine spent nine years as a Mutual Fund and ETF wholesaler. He moved to New Mexico in 2018 for a position in Santa Fe at Thornburg Investment Management.

Mr. Caine holds FINRA Licenses: Series 7, 50, 52, 53 and 63. He is a Certified Investment Management Analyst (CIMA®) and is a graduate of Trinity University where he received his Bachelor of Science Degree in Marketing.

About Us Stifel Investor Relations Wealth Management Venture Banking Sustainability Practices Team Stifel
Capabilities Investment Banking Equities Equity Research Fixed Income Capital Markets Public Finance Serving Business Leaders
Global Coverage Overview Europe & UK Canada Israel
Insights & Perspectives Thought Leadership Stifel in the News Stifel Investor Insights Stifel IRIS
Careers Experienced Professionals Campus Careers & Entry Level Opportunities
Disclosures Important Disclosures Your Privacy Form CRS FINRA BrokerCheck
Connect with Stifel Client Access Stifel Wealth Tracker
STF-footer-logo

In the United States, this site is published in the United States for U.S. residents only. The information on this web site is not an offer to sell or a solicitation of an offer to buy any security, nor shall any such security be offered or sold to any person in any jurisdiction in which such offer, solicitation, purchase, or sale may not lawfully be made. Stifel Financial Advisors may only conduct business with residents of the states in which they are properly registered. References to Stifel herein may apply to parent company Stifel Financial Corp. or any of its wholly owned subsidiaries, including Stifel, Nicolaus & Company, Incorporated, Member NYSE, FINRA, and SIPC. Stifel Nicolaus Europe Limited is authorised and regulated by the Financial Conduct Authority.

Copyright © 2026 Stifel Financial Corp. All rights reserved.