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Equity Capital Markets

Stifel ECM delivers a full suite of equity and equity linked products including IPOs, Follow-ons, Converts and SPACs across all of our focus sectors

Equity Capital Markets Group

Industry-Leading Full-Service Equity Capital Markets Group

The Equity Capital Markets Group (ECM) is responsible for originating and executing public and private equity and equity linked offerings as well as SPACs. In 2021, the ECM group managed over 265 equity and equity-linked transactions, including executing 76 IPOs, raising more than $108B. In addition, the ECM team has a leading SPAC business, advising in 2021 on more than 45 transactions within all phases of the Special Purpose Acquisition Company (SPAC) lifecycle, including IPOs, PIPEs, and de-SPAC engagements. The Stifel equity platform brings differentiated institutional access and retail distribution in the US and Internationally.

Stifel is the Leading IPO Bookrunner Among All Middle-Market or Specialist Firms

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Notable Transactions

Kodiak Follow-on

$ 196,956,533

Follow-on Offering

Joint Bookrunner

Energy & Natural Resources | November 2024
V2X Follow-on

$ 152,500,000

Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | November 2024
KalVista Registered Direct & PIPE

$ 60,000,000

Registered Direct & PIPE

Joint Bookrunner & Joint Placement Agent

Biopharma | November 2024
VSE Follow-on

$ 172,499,859

Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | October 2024
Armada Hoffler Follow-on

$ 94,500,000

Follow-on Offering

Joint Bookrunner

Real Estate | September 2024
Casella Waste Follow-on

$ 517,500,000

Follow-on Offering

Joint Bookrunner

Industrial & Environmental Services | September 2024
Nuvalent Follow-on

$ 575,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | September 2024
Bicara IPO

$ 362,250,000

Initial Public Offering

Joint Bookrunner

Biopharma | September 2024
MBX IPO

$ 187,680,000

Initial Public Offering

Joint Bookrunner

Biopharma | September 2024
Viridian Follow-on

$ 258,750,000

Follow-on Offering

Joint Bookrunning Manager

Biopharma | September 2024
Oruka PIPE

$ 200,536,320

PIPE

Joint Placement Agent

Biopharma | September 2024
Relay Pharmaceuticals Follow-on

$ 200,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | September 2024
Kodiak Follow-on Offering

$ 152,173,925

Follow-on Offering

Joint Bookrunner

Energy & Natural Resources | September 2024
Mach Natural Resources

$ 137,000,000

Follow-on Offering
Energy & Natural Resources | September 2024
Vine Hill Capital IPO

$ 220,000,000

Initial Public Offering

Sole Bookrunner

Business Services | September 2024
V2X Follow-on

$ 96,000,000

Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | September 2024
Kymera CMO

$ 258,750,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | August 2024
Phathom Registered Direct

$ 130,000,000

Registered Direct

Joint Bookrunner

Biopharma | August 2024
Orthopediatrics Senior Notes

$ 100,000,000

Convertible Notes & Senior Secured Term Loan

Lead Financial Advisor

Medtech | August 2024
Precigen Follow-on

$ 33,900,000

Follow-on Offering

Sole Bookrunner

Biopharma | August 2024
Archdock Follow-on

$ 231,000,000

Follow-on Offering

Joint Bookrunner

Energy & Natural Resources | July 2024
Rapport Therapeutics IPO

$ 174,400,000

Initial Public Offering

Joint Bookrunner

Biopharma | June 2024
Life360 IPO

$ 155,250,000

Initial Public Offering

Joint Bookrunner

Internet & Digital Media | June 2024
Gauzy IPO

$ 75,000,000

Initial Public Offering

Joint Bookrunning Manager

Industrial Technology | June 2024
Celcuity Registered Direct

$ 60,000,000

Registered Direct

Joint Bookrunner

Biopharma | May 2024
Dyne Follow-on

$ 374,325,000

Follow-on Offering

Joint Bookrunner

Biopharma | May 2024
D’Amico Block Trade

€ 40,300,000

Block Trade

Joint Global Coordinator / Joint Bookrunner

Diversified Industries | May 2024
VSE Follow-on

$ 150,000,000

Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | May 2024
Proficient Auto IPO

$ 236,525,000

Initial Public Offering

Left Bookrunner

Transportation & Logistics | May 2024
Abeona Registered Direct

$ 75,000,000

Registered Direct

Sole Bookrunner

Biopharma | May 2024
Montrose FO April 2024

$ 120,000,000

Follow-on Offering

Joint Bookrunner

Engineering & Construction, and Infrastructure | April 2024
Cullinan Therapeutics

$ 280,000,000

PIPE

Joint Placement Agent

Biopharma | April 2024
Lithium Americas Corp.

$ 275,000,000

Follow-on Offering

Co-Manager

Metals & Mining | April 2024
Bridger Aerospace Group Registered Direct

$ 9,844,961

Registered Direct

Sole Placement Agent

Aerospace, Defense & Government Services | April 2024
Nurix Therapeutics

$ 201,250,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | April 2024
Contineum Therapeutics IPO

$ 110,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | April 2024
NervGen Pharma Corp Follow-on

C$ 23,011,788

Follow-on Offering

Joint Bookrunner

Healthcare & Special Situations | March 2024
Nkarta Registered Direct

$ 240,100,310

Registered Direct

Joint Bookrunner

Biopharma | March 2024
Geron Registered Direct

$ 150,000,000

Registered Direct

Joint Bookrunner

Biopharma | March 2024
Spyre Therapeutics PIPE

$ 180,000,000

PIPE

Joint Placement Agent

Biopharma | March 2024
Ichor Follow-on

$ 125,000,025

Follow-on Offering

Joint Bookrunner

Electronics & Industrial Technology | March 2024
Apogee Therapeutics

$ 482,999,902

Follow-on Offering

Joint Bookrunner

Biopharma | March 2024
Regenxbio Follow-on

$ 140,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | March 2024
Viking Follow-on

$ 632,540,250

Follow-on Offering

Joint Bookrunner

Biopharma | February 2024
KalVista FO

$ 160,125,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | February 2024
Amaroq Minerals

$ 57,800,000

Follow-on Offering

Joint Bookrunner

Energy & Natural Resources | February 2024
Netstreit Follow-on

$ 172,800,000

Follow-on Offering

Joint Bookrunner

Real Estate | January 2024
Dyne Therapeutics

$ 345,144,000

Follow-on Offering

Joint Bookrunner

Biopharma | January 2024
Hive Private Placement

C$ 25,000,000

Private Placement

Joint Bookrunner

Technology | December 2023
Syndax CMO

$ 230,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | December 2023
Cibus Registered Direct

$ 20,300,000

Registered Direct

Left Bookrunner

HealthTech | December 2023
Credo CMO

$ 175,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Electronics & Industrial Technology | December 2023
Spyre PIPE

$ 180,000,000

PIPE

Joint Placement Agent

Biopharma | December 2023
Xenon

$ 300,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | November 2023
Lexeo IPO

$ 111,536,216

Initial Public Offering

Joint Bookrunner

Biopharma | November 2023
Alphatec CMO

$ 150,150,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | October 2023
Mach IPO

$ 190,000,000

Initial Public Offering

Left Bookrunner

Energy & Natural Resources | October 2023
NCR_NCRAtleos Spin-off

$ 4,483,000,000

Has Completed a Spin-off

Financial Advisor

Capital Goods | October 2023
Vistagen Registered Direct

$ 100,000,000

Registered Direct

Joint Bookrunner

Biopharma | October 2023
Hillevax CMO

$ 115,000,000

Confidentially marketed Follow-on Offering

Joint Bookrunner

Biopharma | September 2023
Neumora IPO

$ 250,070,000

Initial Public Offering

Joint Bookrunner

Biopharma | September 2023
Dutch Bros Follow-on

$ 300,000,000

Follow-on Offering

Joint Bookrunner

Restaurants | September 2023
Allied Merger Corporation Private Placement

$ 267,280,430

Private Placement

Joint Bookrunner

Metals & Mining | August 2023
Asure CMO

$ 46,000,000

Confidentially Marketed Follow-on

Left Bookrunning Manager

Software | August 2023
Acumen FO

$ 130,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | July 2023
Apogee IPO

$ 345,057,500

Initial Public Offering

Joint Bookrunner

Biopharma | July 2023
Kooth Follow-on

£ 10,000,000

Equity Placing

Joint Bookrunner

Healthcare | July 2023
Kodiak Gas Services

$ 256,000,000

Initial Public Offering

Joint Bookrunning Manager

Energy & Natural Resources | June 2023
IGM Biosciences

$ 120,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | June 2023
Gambling.com Follow-on Offering

$ 45,209,375

Follow-on Offering

Joint Bookrunner

Gaming & Leisure | June 2023
Cava Group IPO

$ 365,444,420

Initial Public Offering

Joint Bookrunner

Restaurants | June 2023
Jadestone Follow-on Offering

$ 50,000,000

Follow-on Offering

Sole Bookrunner

Energy & Natural Resources | June 2023
Casella FO

$ 517,500,000

Follow-on Offering

Joint Bookrunner

Industrial & Environmental Services | June 2023
Disc Medicine Follow-on

$ 137,200,000

Follow-on Offering

Joint Bookrunner

Biopharma | June 2023
Exro Technologies

$ 34,931,250

Follow-on Offering

Joint Bookrunner

Diversified Industries | May 2023
Tecnoglass

$ 98,900,000

Follow-on Offering

Joint Bookrunner

Specialty Distribution | May 2023
OneSpaWorld Follow-on

$ 90,000,000

Follow-on Offering

Joint Bookrunner

Consumer Products | May 2023
Zoo Digital Equity Placing

£ 12,500,000

Equity Placing

Nomad, Joint Broker and Joint Bookrunner

Technology | May 2023
Franchise Brands Follow-on

£ 92,000,000

Follow-on Offering

Joint Bookrunner

Diversified Industries | April 2023
Karuna Follow-on

$ 460,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | March 2023
FTAI Preferred Stock

$ 65,000,000

Preferred Stock

Joint Bookrunner

Transportation & Logistics | March 2023
Journey Energy Follow-on

C$ 17,500,000

Follow-on Offering

Sole Bookrunner

| March 2023
TPB Acquisition_Lavoro MA

$ 1,220,000,000

Mergers & Acquisitions

Capital Markets Advisor

Food & Beverage | February 2023
Hillman Follow-on

$ 230,000,000

Follow-on Offering

Joint Bookrunner

Specialty Distribution, Building Products | February 2023
Diversified Energy

$ 163,000,000

Follow-on Offering

Joint Global Coordinator and Joint Bookrunner

| February 2023
Essential Properties

$ 189,400,000

Follow-on Offering

Joint Bookrunner

Real Estate | February 2023
Mineralys IPO

$ 220,800,000

Initial Public Offering

Joint Bookrunner

Biopharma | February 2023
Movella_Pathfinder MA

$ 504,000,000

Mergers & Acquisitions

Advisor to Seller

Electronics & Industrial Technology | February 2023
Renalytix PIPE

$ 20,300,000

PIPE

Sole Placement Agent and Nomad

Healthcare | February 2023
Treace Medical CMO

$ 100,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | February 2023
Kopin CMO

$ 19,940,000

Confidentially Marketed Follow-on Offering

Sole Bookrunner

Electronics & Industrial Technology | January 2023
TXO IPO

$ 100,000,000

Initial Public Offering

Joint Bookrunner

Energy & Natural Resources | January 2023
Geron Follow-on

$ 227,843,965

Follow-on Offering

Joint Bookrunner

Biopharma | January 2023
Cutera

$ 120,000,000

Convertible Notes

Left Bookrunner

Medtech | December 2022
VOR Registered Direct

$ 115,799,748

Registered Direct & PIPE

Joint Bookrunner & Joint Placement Agent

Biopharma | December 2022
X4 Pharmaceuticals

$ 65,010,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | December 2022
Iveric Bio CMO

$ 300,375,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | December 2022
DZS Inc. CMO

$ 44,664,988

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Electronics & Industrial Technology | November 2022
AerSale

$ 62,000,000

Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | November 2022
OmniAb_Avista MA

$ 850,000,000

Mergers & Acquisitions

Financial and Capital Markets Advisor

Biopharma | November 2022
Silkroad Follow-on

$ 115,000,000

Follow-on Offering

Joint Bookrunner

Medtech | October 2022
Avacta Group Convertible Bond FO

£ 64,000,000

Convertible Bond & Follow-on Offering

Sole Bookrunner, Sole Placement Agent, Sole Broker and Nomad

Healthcare Services | October 2022
Artemis Follow-on

C$ 175,005,000

Follow-on Offering

Co-Lead Manager

Metals & Mining | October 2022
Dragonfly SSN

$ 75,000,000

Senior Secured Notes

Joint Placement Agent

Industrial & Environmental Services | October 2022
Chardan PIPE

$ 80,000,000

PIPE

Joint Placement Agent

Industrial & Environmental Services | October 2022
Bidstack Placing

£ 10,482,996

Placing and Subscription

Broker and Sole Bookrunner

Internet & Digital Media | October 2022
Kape Follow-on

$ 220,000,000

Follow-on Offering

Joint Broker and Joint Bookrunner

Technology | September 2022
7C Solar Parken Follow-on
Follow-on Offering

Joint Global Coordinator and Joint Bookrunner

Energy & Natural Resources | September 2022
Trevi CMO

$ 58,079,577

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | September 2022
First Watch Follow-on

$ 69,750,000

Follow-on Offering

Joint Bookrunner

Food & Beverage | September 2022
Rhythm CMO

$ 124,800,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | September 2022
Westrock Coffee_Riverview MA

$ 1,085,600,000

Business Combination

Lead Financial & Capital Markets Advisor

Food & Beverage | August 2022
Nogin_Software Acquisition Group MA

$ 658,000,000

Mergers & Acquisitions

Advisor to Seller

Internet & Digital Media | August 2022
AerSale Follow-on

$ 84,309,375

Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | August 2022
Fulcrum Therapeutics CMO

$ 84,249,986

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | August 2022
Orthopediatrics CMO

$ 143,893,750

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | August 2022
Karuna Follow-on

$ 862,500,000

Follow-on Offering

Lead Manager

Biopharma | August 2022
ZeroFox_LF MA

$ 1,308,000,000

Mergers & Acquisitions

Advisor to Seller

Software | August 2022
Zerofox_IDX MA

$ 338,750,000

Mergers & Acquisitions

Advisor to Buyer

Software | August 2022
Netstreit Follow-on

$ 181,800,000

Follow-on Offering

Joint Bookrunner

Real Estate | August 2022
Celsius Pepsico MA

$ 550,000,000

Has Received a Minority Investment from

Advisor to Seller

Consumer Products | August 2022
Energy IPO

€ 30,000,000

Initial Public Offering

Joint Global Coordinator and Euronext Growth Advisor

Energy & Natural Resources | July 2022
Invacare SSTL

$ 104,500,000

Senior Secured Term Loan

Sole Placement Agent

Medtech | July 2022
Invacare CN

$ 55,300,000

Exchange of Convertible Notes

Sole Bookrunner

Medtech | July 2022
Xenon CMO

$ 250,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

HealthTech | June 2022
Newcore Gold Follow-on

C$ 5,010,000

Follow-on Offering

Left Bookrunner

Metals & Mining | June 2022
Else Follow-on CMO

C$ 7,287,000

Follow-on Offering

Sole Bookrunner

Consumer & Retail | June 2022
Montage Gold Follow-on

C$ 20,000,000

Follow-on Offering

Left Bookrunner

Metals & Mining | June 2022
NG Energy Convertible Notes

C$ 17,047,000

Convertible Notes

Co-Manager

| May 2022
Well Health Follow-on

C$ 34,511,565

Follow-on Offering

Joint Bookrunner

HealthTech | May 2022
Redex Pharma Follow-on

£ 34,261,864

Follow-on Offering

Joint Bookrunner

Biopharma | May 2022
PepGen

$ 108,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | May 2022
Freshpet Follow-on

$ 350,000,000

Follow-on Offering

Joint Bookrunner

Consumer Products | May 2022
HilleVax IPO

$ 200,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | April 2022
Supermarket Income REIT Follow-on

£ 300,000,000

Follow-on Offering

Sole Sponsor, Financial Adviser, Global Coordinator, Bookrunner

Real Estate | April 2022
Nkarta CMO

$ 230,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | April 2022
Hillman Follow-on 04/22

$ 149,500,000

Follow-on Offering

Joint Bookrunner

Specialty Distribution, Building Products | April 2022
Hyloris Follow-on

€ 15,000,000

Follow-on Offering

Joint Global Coordinator and Joint Bookrunner

Healthcare | April 2022
Renalytix

$ 30,000,000

Convertible Bond and Equity Placing

Sole Financial Advisor and Sole Placement Agent

Medtech | March 2022
IGM Follow-on 03/22

$ 230,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | March 2022
Geron CMO 03/22

$ 75,000,000

Confidentially Marketed Follow-on Offering

Left Bookrunner

Biopharma | March 2022
Valens Follow-on March

C$ 32,343,743

Follow-on Offering

Joint Bookrunner

Consumer & Retail | March 2022
Rubellite Follow-on

C$ 25,311,500

Follow-on Offering

Co-Manager

| March 2022
Kensington IPO

$ 230,000,000

Initial Public Offering

Joint Bookrunner

Capital Goods | March 2022
Energy Vault_Novas Capital M&A

$ 1,440,000,000

SPAC Merger

Financial Advisor

Capital Goods | February 2022
Thayer_Inspirato M&A

$ 1,052,000,000

Mergers & Acquisitions

Capital Markets Advisor

Internet & Digital Media | February 2022
Silver Spike IPO

$ 85,000,000

Initial Public Offering

Joint Bookrunner

Consumer Products | February 2022
Tamarack Valley Follow-on 02/22

C$ 200,000,000

Senior Notes

Co-Manager

| February 2022
Zymeworks CMO

$ 100,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | January 2022
Credo Tech IPO

$ 200,000,000

Initial Public Offering

Joint Bookrunner

Electronics & Industrial Technology | January 2022
Adventus Follow-on

C$ 33,532,415

Follow-on Offering

Co-Manager

Metals & Mining | January 2022
Marlowe Follow-on

£ 130,000,000

Follow-on Offering

Joint Bookrunner

Diversified Industries | January 2022
Spirit Realty

$ 390,320,000

Follow-on Offering

Joint Bookrunner

Real Estate | January 2022
Nomad Follow-on

C$ 42,542,500

Follow-on Offering

Co-Manager

Metals & Mining | January 2022
Netstreit Follow-on

$ 200,300,000

Follow-on Offering

Joint Bookrunner

Real Estate | January 2022
Fiore Gold Fairness Opinion

C$ 195,000,000

Fairness Opinion

Advisor to the Special Committee of the Board of Fiore Gold

Metals & Mining | January 2022
Vigil IPO

$ 98,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | January 2022
Fathom_Altimar M&A

$ 1,500,000,000

Mergers & Acquisitions

Joint Financial Advisor

Electronics & Industrial Technology | December 2021
Altimar II PIPE

$ 70,000,000

PIPE

Joint Placement Agent

Electronics & Industrial Technology | December 2021
Spree SPAC IPO

$ 200,000,000

SPAC IPO

Sole Bookrunner

Automotive Aftermarket | December 2021
Perion Follow-on

$ 180,000,000

Follow-on Offering

Joint Bookrunner

Internet & Digital Media | December 2021
Solid Power_DCRC M&A

$ 1,239,000,000

Mergers & Acquisitions

Advisor to Seller

Electronics & Industrial Technology | December 2021
MEI Pharma Follow-on

$ 52,325,000

Follow-on Offering

Joint Bookrunner

Biopharma | December 2021
Seeing Machine Follow-on

$ 41,000,000

Bookrunner, Global Coordinator and Nomad

Technology | November 2021
PrairieSky Follow-on 11/21

C$ 230,071,000

Follow-on Offering

Co-Manager

| November 2021
Wellhealth

C$ 65,000,000

Convertible Notes

Co-Lead Manager

HealthTech | November 2021
ALSP Orchid SPAC IPO

$ 172,500,000

SPAC IPO

Left Bookrunner

Biopharma | November 2021
Wildpack Convertible Debentures

C$ 20,000,000

Convertible Debentures

Sole Bookrunner

Diversified Industries | November 2021
Wildpack Follow-on

C$ 22,000,000

Follow-on Offering

Sole Bookrunner

Diversified Industries | November 2021
Custom Truck Follow-on

$ 105,000,000

Follow-on Offering

Joint Bookrunner

Engineering & Construction, and Infrastructure | November 2021
Postal Realty Trust Follow-on

$ 72,250,000

Follow-on Offering

Joint Bookrunner

Real Estate | November 2021
ViewRay CMO

$ 80,500,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | November 2021
Prilenia Private Placement

$ 43,000,000

Private Placement

Lead Placement Agent

Biopharma | November 2021
908 Devices Follow-on

$ 100,800,000

Follow-on Offering

Joint Bookrunner

Tools & Diagnostics | November 2021
First Advantage Follow-on

$ 300,000,000

Follow-on Offering

Joint Bookrunner

Tech-Enabled Services | November 2021
Critical Elements Follow-on

C$ 26,101,250

Follow-on Offering

Joint Bookrunner

Metals & Mining | November 2021
Codere_DD3 MA

$ 350,000,000

Mergers & Acquisitions

Exclusive Financial Advisor & Capital Markets Advisor

Gaming & Leisure | November 2021
SiTime Follow-on

$ 450,000,000

Follow-on Offering

Joint Bookrunner

Electronics & Industrial Technology | November 2021
Hive Private Placement

C$ 100,020,000

Private Placement

Sole Bookrunner

Technology | November 2021
Motion_Docgo M&A

$ 158,000,000

Mergers & Acquisitions

Capital Markets Advisor

HealthTech | November 2021
Obsidian Follow-on

C$ 25,875,000

Follow-on Offering

Joint Bookrunner

| November 2021
Spindletop IPO

$ 230,000,000

Initial Public Offering

Joint Bookrunner

Healthcare Services | November 2021
Sonendo IPO

$ 93,600,000

Initial Public Offering

Joint Bookrunner

Medtech | October 2021
Hire Right IPO

$ 422,000,000

Initial Public Offering

Joint Bookrunner

Tech-Enabled Services | October 2021
Clarus Follow-on

$ 74,250,000

Follow-on Offering

Joint Bookrunner

Consumer Products | October 2021
Iveric Bio CMO

$ 150,750,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | October 2021
Arizona Follow-on

C$ 49,831,250

Follow-on Offering

Left Bookrunner

Metals & Mining | October 2021
Supermarket Income REIT Follow-on

£ 200,000,000

Follow-on Offering

Sole Bookrunner and Financial Adviser

Real Estate | October 2021
Marlowe Follow-on Offering

£ 50,000,000

Follow-on Offering

Joint Bookrunner

Diversified Industries | October 2021
Ventripoint Follow-on

C$ 7,004,400

Follow-on Offering

Joint Bookrunner

Healthcare & Special Situations | October 2021
Apollo CMO

$ 74,865,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | October 2021
Else Follow-on Offering

C$ 17,307,500

Follow-on Offering

Joint Bookrunner

Consumer & Retail | October 2021
Crystal Peak Private Placement

C$ 5,949,680

Private Placement

Co-Lead Agent

Metals & Mining | October 2021
Schultze SPAC IPO

$ 165,000,000

SPAC Initial Public Offering

Left Bookrunner

Consumer Products | October 2021
Newhold Investment IPO

$ 175,000,000

Initial Public Offering

Sole Bookrunner

Electronics & Industrial Technology | October 2021
ACON S2

$ 250,000,000

Initial Public Offering

Joint Bookrunner

Consumer Products | October 2021
Xenon Follow-on Offering

$ 345,000,000

Follow-on Offering

Joint Bookrunner

Medtech | October 2021
Topaz Follow-on 10/21

C$ 173,052,000

Follow-on Offering

Co-Manager

| October 2021
First Watch IPO

$ 195,801,300

Initial Public Offering

Joint Bookrunner

Consumer Products | October 2021
Montrose Follow-on

$ 155,000,000

Follow-on Offering

Joint Bookrunner

Engineering & Construction, and Infrastructure | September 2021
Sterling Check IPO

$ 328,600,000

Initial Public Offering

Joint Bookrunner

Tech-Enabled Services | September 2021
Shapeways_Galileo M&A

$ 410,000,000

SPAC M&A

Advisor to Seller

Electronics & Industrial Technology | September 2021
Greenbrook Follow-on

$ 13,200,000

Follow-on Offering

Joint Bookrunner

Healthcare Services | September 2021
Kape

$ 354,000,000

Follow-on Offering

Joint Bookrunner

Technology | September 2021
Maravai Follow-on

$ 1,000,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | September 2021
Target Follow-on

£ 125,000,000

Follow-on Offering

Joint Bookrunner and Financial Adviser

Real Estate | September 2021
Somalogic_CM Life SPAC Merger

$ 651,000,000

SPAC Merger

Capital Markets Advisor

Tools & Diagnostics | September 2021
Topaz Follow-on

C$ 108,150,000

Follow-on Offering

Co-Manager

| August 2021
Vector Acquisition_Rocket Lab SPAC Merger

$ 4,100,000,000

Has Merged with

Capital Markets Advisor

Aerospace, Defense & Government Services | August 2021
Surrozen

$ 212,000,000

SPAC Merger & PIPE

Capital Markets Advisor

Biopharma | August 2021
Adagio

$ 355,810,000

Initial Public Offering

Joint Bookrunner

Biopharma | August 2021
Rani Therapeutics IPO

$ 84,333,337

Initial Public Offering

Joint Bookrunner

Biopharma | July 2021
Traeger IPO

$ 424,000,000

Initial Public Offering

Joint Bookrunner

Consumer Products | July 2021
Gambling.com IPO

$ 42,000,000

Initial Public Offering

Joint Bookrunner

Gaming & Leisure | July 2021
Absci IPO

$ 230,000,000

Initial Public Offering

Joint Bookrunner

Tools & Diagnostics | July 2021
Gen inCode IPO

£ 17,000,000

Initial Public Offering

Sole Global Coordinator, Joint Bookrunner & Nomad

HealthTech | July 2021
Imago Biosciences IPO

$ 174,560,000

Initial Public Offering

Joint Bookrunner

Biopharma | July 2021
Markforged_One M&A

$ 1,664,000,000

Mergers & Acquisitions

Financial Advisor and Capital Markets Advisor

Electronics & Industrial Technology | July 2021
Hillman_Landcadia Holdings M&A

$ 2,642,000,000

Mergers & Acquisitions

Capital Markets Advisor

Specialty Distribution | July 2021
Rapidmicro IPO

$ 180,132,080

Initial Public Offering

Joint Bookrunner

Tools & Diagnostics | July 2021
LeMaitre CMO

$ 62,675,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | July 2021
Iveric Bio CMO

$ 100,190,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | July 2021
Cerevel Follow-on

$ 350,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | July 2021
EverCommerce IPO

$ 325,000,000

Initial Public Offering

Joint Bookrunner

Software | July 2021
Nyxoah IPO

$ 97,807,500

Initial Public Offering (U.S. Nasdaq)

Joint Bookrunner

Medtech | July 2021
Acumen IPO

$ 160,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | June 2021
Clear Secure IPO

$ 409,200,000

Initial Public Offering

Joint Bookrunner

Internet & Digital Media | June 2021
Clear Secure IPO

$ 409,200,000

Initial Public Offering

Joint Bookrunner

Internet & Digital Media | June 2021
Gladstone Preferred Stock

$ 100,000,000

Preferred Stock

Left Bookrunner

Real Estate | June 2021
GH Research IPO

$ 160,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | June 2021
OneSpaWorld Follow-on

$ 80,000,000

Follow-on Offering

Left Bookrunner

Entertainment | June 2021
Coliseum IPO

$ 150,000,000

Initial Public Offering

Sole Bookrunner

Entertainment | June 2021
Tremor IPO

$ 128,600,000

Initial Public Offfering

Joint Global Coordinator and Joint Bookrunner

Internet & Digital Media | June 2021
Precision Senior Notes

$ 400,000,000

Senior Notes

Co-Manager

| June 2021
PLBY Group Follow-on

$ 249,700,000

Follow-on

Joint Bookrunner

Consumer Products | June 2021
Materialise NV

$ 96,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Electronics & Industrial Technology | June 2021
Hut 8

C$ 100,000,000

Follow-on Offering

Co-Lead Manager

Metals & Mining | June 2021
Wildpack

C$ 20,000,000

Follow-on Offering

Sole Bookrunner

Metals & Mining | June 2021
Monarch Mining Corporation

C$ 6,000,000

Private Placement

Joint Bookrunner

Metals & Mining | June 2021
Alpine Follow-on

$ 49,840,000

Follow-on Offering

Joint Bookrunner

Real Estate | June 2021
Valens Follow-on

C$ 46,004,990

Follow-on Offering

Sole Bookrunner

Consumer Products | May 2021
Diversified Energy Follow-on

$ 225,000,000

Follow-on Offering

Joint Global Coordinator

Energy & Natural Resources | May 2021
Tricon Residential – Follow-on

C$ 175,000,000

Follow-on Offering

Joint Bookrunner

Real Estate | May 2021
Topaz Energy Follow-on

C$ 201,254,750

Follow-on Offering

Co-Manager

| May 2021
Evolus 04-2021

$ 98,325,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | April 2021
CanWel Building 04-2021

C$ 75,000,000

Follow-on Offering

Joint Bookrunner

Building Products | April 2021
SeaSpine Holdings 04-2021

$ 100,912,500

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | April 2021
Karat Packaging 04-2021

$ 72,680,000

Initial Public Offering

Left Bookrunner

Packaging, Specialty Distribution | April 2021
Essential Properties 04-2021
Follow-on Offering

Joint Bookrunner

Real Estate | April 2021
Karuna Therapeutics Follow-on Offering

$ 287,500,000

Follow-on Offering

Joint Bookrunner

Biopharma | April 2021
Netstreit Corp. 04-2021

$ 177,023,991

Follow-on Offering

Joint Bookrunner

Real Estate | April 2021
Maravai Life Sciences 04-2021

$ 646,875,000

Follow-on Offering

Joint Bookrunner

Tools & Diagnostics | April 2021
Ionis Pharmaceuticals 04-2021

$ 550,000,000

Convertible Senior Notes

Joint Bookrunner

Biopharma | April 2021
Zoo Digital 03-2021

£ 7,454,727

Follow-on Offering

NOMAD and Sole Bookrunner

Software | March 2021
ProQR Therapeutics 03-2021

$ 103,500,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | March 2021
Cti Biopharma 03-2021

$ 50,652,000

Confidentially Marketed Follow-on Offering

Left Bookrunner

Biopharma | March 2021
Evofem Biosciences 03-2021

$ 30,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | March 2021
Global Partners 03-24-2021

$ 75,000,000

Preferred Stock

Left Bookrunner

Energy & Natural Resources | March 2021
AVEO Oncology 03-2021

$ 48,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | March 2021
PhaseBio Pharmaceuticals 03-2021

$ 56,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | March 2021
Global Medical REIT 03-2021

$ 99,750,000

Follow-on Offering

Joint Bookrunner

Real Estate | March 2021
Nurix Follow-on Offering

$ 160,425,000

Follow-on Offering

Joint Bookrunner

Biopharma | March 2021
Cutera – Convertible Notes

$ 138,250,000

Convertible Notes

Sole Bookrunner

Medtech | March 2021
Sientra – Confidentially Marketed Follow-on Offering

$ 42,000,000

Confidentially Marketed Follow-on Offering

Sole Bookrunner

Medtech | February 2021
Patria IPO

$ 512,000,000

Initial Public Offering

Co-Manager

Financial Institutions & Financial Technology | January 2021
Lithium Americas CMO

$ 400,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Metals & Mining | January 2021
Soul Community Planet

$ 210,000,000

Private Placement

Sole Placement Agent

Real Estate | December 2020
Hennessy Acquisition Corp

$ 323,250,000

Private Investment in Public Equity

Joint Placement Agent

Electronics & Industrial Technology | December 2020
KINS Technology

$ 276,000,000

Initial Public Offering

Joint Bookrunner

Software | December 2020
AbCellera Biologics 12-2020

$ 555,450,000

Initial Public Offering

Joint Bookrunner

Biopharma | December 2020
Hydrofarm Holdings 12-2020
Initial Public Offering

Joint Bookrunner

Cannabis | December 2020
GrowGeneration 12-2020

$ 172,500,000

Follow-on Offering

Joint Bookrunner

Cannabis | December 2020
Nebula Caravel Acquisition 12-2020

$ 275,000,000

Initial Public Offering

Joint Bookrunner

Software | December 2020
Third Point Hellenic Recovery 12-2020

$ 56,600,000

Block Trade

Joint Bookrunner

Energy & Natural Resources | December 2020
Novo Resources 12-2020

$ 45,325,000

Block Trade

Left Bookrunner

Metals & Mining | December 2020
IGM Biosciences 12-2020

$ 200,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | December 2020
Kura Oncology 12-2020

$ 345,080,500

Follow-on Offering

Joint Bookrunner

Biopharma | December 2020
Repligen 12-2020

$ 312,225,000

Follow-on Offering

Joint Bookrunner

Tools & Diagnostics | December 2020
Codexis 12-2020

$ 750,000,000

Follow-on Offering

Joint Bookrunner

Tools & Diagnostics | December 2020
Silverback Therapeutics 12-2020

$ 277,725,000

Initial Public Offering

Joint Bookrunner

Biopharma | December 2020
Montrose Environmental Group 11-2020

€ 134,071,417

Follow-on Offering

Joint Bookrunner

Industrial & Environmental Services | November 2020
NeoGames 11-2020

$ 93,987,050

Initial Public Offering

Left Bookrunner

Gaming & Leisure | November 2020
Camtek Follow-on

$ 68,425,000

Follow-on Offering

Joint Bookrunner

Electronics & Industrial Technology | November 2020
Vital Farms 11-2020

$ 151,250,000

Follow-on Offering

Joint Bookrunner

Food & Beverage | November 2020
Marlowe plc 11-2020

€ 30,000,000

Follow-on Offering

Joint Bookrunner

Business Services | November 2020
Gaming and Leisure Properties 11-2020

$ 333,500,000

Follow-on Offering

Joint Bookrunner

Gaming & Leisure | November 2020
Maravai Life Science, Inc. 11-2020

$ 1,863,000,000

Initial Public Offering

Joint Bookrunner

Tools & Diagnostics | November 2020
SQZ Biotechnologies 11-2020

$ 81,176,464

Initial Public Offering

Joint Bookrunner

Biopharma | November 2020
Topaz Energy Corp 10-2020

C$ 263,128,000

Initial Public Offering

Co-Manager

Energy & Natural Resources | October 2020
Triple Point Social Housing 10-2020

$ 55,000,000

Follow-on Offering

Joint Bookrunner

Real Estate | October 2020
Lux Health Tech Acquisition Corp. 10-2020

$ 345,000,000

Initial Public Offering

Lead Manager

Medtech | October 2020
PharmaCielo Follow-on
Follow-on Offering

Co-Lead Manager

Cannabis | June 2020
Compugen CMO

$ 79,347,051

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | March 2020
Amerisur

$ 35,000,000

Follow-on Offering

Joint Bookrunner

Energy & Natural Resources | March 2016
Currency volume represents full credit to each underwriter. All transaction announcements appear as a matter of record only. Stifel collectively refers to Stifel, Nicolaus & Company, Incorporated and other affiliated broker-dealer subsidiaries of Stifel Financial Corp.