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Focus Excellence Results

The power of our people and platform

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Learn how Stifel supports clients across a wide spectrum of strategic situations here.

About Stifel Institutional

Stifel’s mission is to provide the professional guidance and resources you need to work toward your goals.

Stifel is a full-service investment bank, offering securities brokerage, trading, research, underwriting and corporate advisory services globally. Our expertise spans sectors and products in both public and private markets. We are driven by relationships, not transactions, and are committed to earning long-term trust from our clients. The breadth of our platform and experience of our people uniquely position us to provide a range of solutions with the ability to quickly pivot as client needs evolve.

About Us

Capabilities

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Investment Banking

Full-service investment banking. Deep industry experience.

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Icons_fixed-income

Fixed Income Capital Markets

Delivering best-in-class services to meet the wide-ranging investment and debt capital building needs of a diverse client base.

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Icons_equity-research

Equity Research

Leading provider of differentiated, actionable research on stocks across multiple sectors and geographies.

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Icons_equities

Equities

Differentiated, research-driven products with a focus on value and service.

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Icons_public-finance

Public Finance

Helping municipal and not-for-profit clients better serve their communities.

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Icons_sereving-business-leaders

Serving Business Leaders

Professional guidance for corporate benefits, wealth management, planning, and banking services.

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Notable Transactions

Mineralys Follow-on

$ 175,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | March 2025
Kestra IPO

$ 202,000,000

Initial Public Offering

Joint Bookrunning Manager

Medtech | March 2025
IGS_American M&A
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | March 2025
IBS SSCF
Senior Secured Credit Facilities

Lender

Engineering & Construction, and Infrastructure | March 2025
IsoEnergy Follow-on

C$ 17,400,000

Follow-on Offering

Sole Bookrunner

Metals & Mining | February 2025
Vior Inc Private Placement

C$ 39,005,077

Private Placement

Joint Bookrunner

Metals & Mining | February 2025
Superbet Refinancing

€ 1,320,000,000

Refinancing

Joint Bookrunner/Joint Lead Financial Advisor

Gaming & Leisure | February 2025
Adriatic Metals Follow-on

A$ 80,000,000

Follow-on Offering

Joint Lead Arranger & Joint Bookrunner

Energy & Natural Resources | February 2025
Redishred_VRC MA

C$ 131,000,000

Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | February 2025
Sionna IPO

$ 219,200,000

Initial Public Offering

Joint Bookrunner

Biopharma | February 2025
Titan IPO

$ 384,000,000

Initial Public Offering

Joint Bookrunner

Building Products | February 2025
GH Research Follow-on

$ 150,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | February 2025
Radar_EIDO MA
Mergers & Acquisitions

Advisor to Buyer

Healthcare | February 2025
Mach Follow-on

$ 230,000,000

Follow-on Offering

Left Bookrunner

Energy & Natural Resources | February 2025
Uniqure

$ 75,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | January 2025
SirisDynix_Harris M&A
Mergers & Acquisitions

Advisor to Seller

Software | December 2024
Pieris_Palvella MA
Mergers & Acquisitions

Advisor to Pieris

HealthTech | December 2024
Trevi Therapeutics Registered Direct

$ 50,000,000

Registered Direct

Joint Bookrunner

Biopharma | December 2024
CG Oncology Follow-on

$ 257,600,000

Follow-on Offering

Joint Bookrunner

Biopharma | December 2024
Veritive SSN

$ 350,000,000

Senior Secured Notes

Joint Bookrunner

Paper & Forest Products, Diversified Industries | December 2024
Veritiv SSCF

$ 1,075,000,000

Senior Secured Credit Facilities

Joint Lead Arranger

Packaging, Diversified Industries | December 2024
Nabriva HKF MA
Mergers & Acquisitions

Advisor to Seller

HealthTech | December 2024
ServiceTitan

$ 624,800,000

Initial Public Offering

Joint Bookrunner

Software | December 2024
IRISNDT_apave MA
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | December 2024
Janux

$ 402,500,000

Follow-on Offering

Joint Bookrunner

Biopharma | December 2024
Intuitive Machines

$ 115,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | December 2024
Lindsay_Golden MA
Mergers & Acquisitions

Advisor to Buyer

Food & Beverage | December 2024
Cowan_Schneider MA

$ 390,000,000

Mergers & Acquisitions

Advisor to Seller

Transportation & Logistics | December 2024
CCMP_Combined
Mergers & Acquisitions

Advisor to Buyer

Business Services | December 2024
Flipp_Media Central MA
Mergers & Acquisitions

Advisor to Buyer

Tech-Enabled Services | November 2024
Kodiak Follow-on

$ 196,956,533

Follow-on Offering

Joint Bookrunner

Energy & Natural Resources | November 2024
snagajob_GetJob MA
Mergers & Acquisitions

Advisor to Seller

Software | November 2024
PCSAPI_Advanced Capital
Mergers & Acquisitions

Advisor to Seller

Restaurants | November 2024
V2X Follow-on

$ 152,500,000

Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | November 2024
KalVista Registered Direct & PIPE

$ 60,000,000

Registered Direct & PIPE

Joint Bookrunner & Joint Placement Agent

Biopharma | November 2024
PlatinumButterfly_RiseBanking MA
Mergers & Acquisitions

Advisor to Buyers

Food & Beverage | November 2024
Rise Baking SSCF

$ 610,000,000

Senior Secured Credit Facilities

Joint Lead Arranger

Food & Beverage | November 2024
Rise Banking SSN

$ 900,000,000

Senior Secured Notes

Joint Bookrunner

Food & Beverage | November 2024
Bora Pharmaceuticals_Pyros Pharmaceuticals MA
Mergers & Acquisitions

Advisor to Buyer

Biopharma | October 2024
First Advantage_Sterling MA

$ 2,200,000,000

Mergers & Acquisitions

Advisor to Buyer

Tech-Enabled Services | October 2024
First Advantage SSCF

$ 2,435,000,000

Senior Secured Credit Facilities

Joint Lead Arranger

Tech-Enabled Services | October 2024
VSE Follow-on

$ 172,499,859

Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | October 2024
Biomapas_Carbyne MA
Mergers & Acquisitions

Sole Financial Advisor

Healthcare Services | October 2024
Linden_GT_MA
Mergers & Acquisitions

Advisor to Seller

Transportation & Logistics | September 2024
Armada Hoffler Follow-on

$ 94,500,000

Follow-on Offering

Joint Bookrunner

Real Estate | September 2024
Knowland_Cendyn MA September
Mergers & Acquisitions

Advisor to Seller

Software | September 2024
Casella Waste Follow-on

$ 517,500,000

Follow-on Offering

Joint Bookrunner

Industrial & Environmental Services | September 2024
GranTierra Energy

$ 150,000,000

Senior Notes

Joint Bookrunner

Energy & Natural Resources | September 2024
Nuvalent Follow-on

$ 575,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | September 2024
Bicara IPO

$ 362,250,000

Initial Public Offering

Joint Bookrunner

Biopharma | September 2024
MBX IPO

$ 187,680,000

Initial Public Offering

Joint Bookrunner

Biopharma | September 2024
Viridian Follow-on

$ 258,750,000

Follow-on Offering

Joint Bookrunning Manager

Biopharma | September 2024
Oruka PIPE

$ 200,536,320

PIPE

Joint Placement Agent

Biopharma | September 2024
Relay Pharmaceuticals Follow-on

$ 200,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | September 2024
Kodiak Follow-on Offering

$ 152,173,925

Follow-on Offering

Joint Bookrunner

Energy & Natural Resources | September 2024
Mach Natural Resources

$ 137,000,000

Follow-on Offering
Energy & Natural Resources | September 2024
Vine Hill Capital IPO

$ 220,000,000

Initial Public Offering

Sole Bookrunner

Business Services | September 2024
V2X Follow-on

$ 96,000,000

Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | September 2024
Kymera CMO

$ 258,750,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | August 2024
Phathom Registered Direct

$ 130,000,000

Registered Direct

Joint Bookrunner

Biopharma | August 2024
SI Solutions_MidOcean MA
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | August 2024
SAiba_Boehringer MA
Mergers & Acquisitions

Advisor to Seller

Healthcare, Biopharma | August 2024
Montage Gold Private Placement

C$ 180,000,000

Private Placement

Left Bookrunner

Metals & Mining | August 2024
Nearly Natural
Senior Secured Credit Facilities

Sole Placement Agent

Consumer Products | August 2024
Orthopediatrics Senior Notes

$ 100,000,000

Convertible Notes & Senior Secured Term Loan

Lead Financial Advisor

Medtech | August 2024
Precigen Follow-on

$ 33,900,000

Follow-on Offering

Sole Bookrunner

Biopharma | August 2024
GenNx 360 Asset Continuation

$ 85,000,000

Completed a Single Asset Continuation Vehicle

Advisor to Sponsor

Private Capital Advisory | 2024
Hammer& Steel_Argonaut MA
Mergers & Acquisition

Advisor to Seller

Capital Goods | August 2024
Adagio_Ayra

$ 128,000,000

SPAC Merger

Financial Advisor

Medtech | July 2024
Akston_Dechra
Mergers & Acquisitions

Advisor to Seller

Healthcare | July 2024
Integra Follow-on

C$ 20,115,000

Follow-on Offering

Left Bookrunner

Metals & Mining | July 2024
Archdock Follow-on

$ 231,000,000

Follow-on Offering

Joint Bookrunner

Energy & Natural Resources | July 2024
Endomag_Hologic

$ 310,000,000

Mergers & Acquisitions

Advisor to Seller

Medtech, Healthcare | July 2024
Riot Platforms_Block Mining MA

$ 92,500,000

Mergers & Acquisitions

Advisor to Buyer

Digital Assets | July 2024
Marshall Excelsior_Dover MA

$ 395,000,000

Mergers & Acquisitions

Advisor to Seller

Industrial Technology | July 2024
Nabriva Therapeutics_Meithal MA
Mergers & Acquisitions

Advisor to Seller

Biopharma | July 2024
HIG_Best Trash M&A
Mergers & Acquisitions

Advisor to Buyer

Industrial & Environmental Services | July 2024
Instamotion Retail_Carvago M&A
Mergers & Acquisitions

Advisor to Seller

Consumer | July 2024
Kidde Fenwal SSCF
Senior Secured Credit Facilities

Sole Placement Agent

Business Services | July 2024
Pacific Avenue_Kidde Fenwal M&A
Mergers & Acquisitions

Advisor to Buyer

Business Services | July 2024
AECON_Xtreme MA
Mergers & Acquisitions

Advisor to Buyer

Engineering & Construction, and Infrastructure | July 2024
Onward Medical SCF

€ 52,500,000

Secured Credit Facility

Exclusive Debt Advisor

Healthcare | June 2024
Rapport Therapeutics IPO

$ 174,400,000

Initial Public Offering

Joint Bookrunner

Biopharma | June 2024
MRGB_Marubeni MA
Mergers & Acquisitions

Advisor to Seller

Consumer Products | June 2024
Life360 IPO

$ 155,250,000

Initial Public Offering

Joint Bookrunner

Internet & Digital Media | June 2024
Gauzy IPO

$ 75,000,000

Initial Public Offering

Joint Bookrunning Manager

Industrial Technology | June 2024
ISG_Azuria_MA
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | June 2024
Celcuity Registered Direct

$ 60,000,000

Registered Direct

Joint Bookrunner

Biopharma | May 2024
OrangeTree_Accurate MA
Mergers & Acquisitions

Advisor to Seller

Tech-Enabled Services | May 2024
Dyne Follow-on

$ 374,325,000

Follow-on Offering

Joint Bookrunner

Biopharma | May 2024
Accrol_Navigator M&A

£ 188,194,390

Mergers & Acquisitions

Advisor to Seller

Paper & Forest Products | May 2024
Voltyx_Asplundh MA
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | May 2024
D’Amico Block Trade

€ 40,300,000

Block Trade

Joint Global Coordinator / Joint Bookrunner

Diversified Industries | May 2024
VSE Follow-on

$ 150,000,000

Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | May 2024
Zerofox_Haveli MA

$ 350,000,000

Mergers & Acquisitions

Advisor to Seller

Software | May 2024
Proficient Auto IPO

$ 236,525,000

Initial Public Offering

Left Bookrunner

Transportation & Logistics | May 2024
Sappi_Progroup MA
Mergers & Acquisitions

Advisor to Seller

Paper & Forest Products | May 2024
Abeona Registered Direct

$ 75,000,000

Registered Direct

Sole Bookrunner

Biopharma | May 2024
Pioneer_Waste M&A
Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | May 2024
Kohler SSCF

$ 1,640,000,000

Senior Secured Credit Facilities

Joint Lead Arranger / Joint Bookrunning Manager

Capital Goods | May 2024
Sientra Agg Indebtedness 0424

$ 94,300,000

Aggregate Indebtedness

Advisor to Sientra

Medtech | April 2024
Sientra Tiger Nuance MA 0424

$ 121,600,000

Has Sold Assets to

Advisor to Seller

Medtech | April 2024
Montrose FO April 2024

$ 120,000,000

Follow-on Offering

Joint Bookrunner

Engineering & Construction, and Infrastructure | April 2024
Kaman SSCF 0424

$ 965,000,000

Senior Secured Credit Facilities

Joint Lead Arranger, Joint Bookrunner

Aerospace, Defense & Government Services | April 2024
Neogames_Aristocrat

$ 1,200,000,000

Mergers & Acquisitions

Advisor to Seller

Gaming & Leisure | April 2024
Bridger Aerospace Group Registered Direct

$ 9,844,961

Registered Direct

Sole Placement Agent

Aerospace, Defense & Government Services | April 2024
Mitie Joint Broker
Corporate Brokering

Joint Corporate Broker

Business Services | April 2024
Nurix Therapeutics

$ 201,250,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | April 2024
Contineum Therapeutics IPO

$ 110,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | April 2024
EcoIndustrial_BradyPlus
Mergers & Acquisitions

Advisor to Seller

Specialty Distribution, Packaging | April 2024
Upsher-Smith_Bora Pharmaceuticals
Mergers & Acquisitions

Advisor to Seller

Biopharma | April 2024
Greif_Ipackchem_MA March

$ 538,000,000

Mergers & Acquisitions

Advisor to Buyer

Packaging | March 2024
Clean Harbors Term Loan B March

$ 500,000,000

Term Loan B

Joint Lead Arranger

Industrial & Environmental Services | March 2024
NervGen Pharma Corp Follow-on

C$ 23,011,788

Follow-on Offering

Joint Bookrunner

Healthcare & Special Situations | March 2024
Avalo_AlmataBio_MA_March
Mergers & Acquisitions

Financial Advisor

Biopharma | March 2024
Nkarta Registered Direct

$ 240,100,310

Registered Direct

Joint Bookrunner

Biopharma | March 2024
CLS_Sentinel_MA_March
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | March 2024
Closure Systems SSCF March

$ 620,000,000

Senior Secured Credit Facilities

Joint Lead Arranger

Packaging | March 2024
Geron Registered Direct

$ 150,000,000

Registered Direct

Joint Bookrunner

Biopharma | March 2024
Spyre Therapeutics PIPE

$ 180,000,000

PIPE

Joint Placement Agent

Biopharma | March 2024
Cloud Term Loan

$ 1,000,000,000

Term Loan

Joint Lead Arranger

Software | March 2024
data.ai_SenorTower MA
Mergers & Acquisitions

Advisor to Seller

Internet & Digital Media | March 2024
Ichor Follow-on

$ 125,000,025

Follow-on Offering

Joint Bookrunner

Electronics & Industrial Technology | March 2024
Proterra Inc. Chapter 11 Restructuring

$ 199,000,000

Chapter 11 Restructuring

Investment Banker for the Official Committee of Unsecured Creditors

Vehicle Electrification | March 2024
Apogee Therapeutics

$ 482,999,902

Follow-on Offering

Joint Bookrunner

Biopharma | March 2024
Regenxbio Follow-on

$ 140,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | March 2024
South Coast Retina_ Retina Consultants of America MA
Mergers & Acquisitions

Advisor to Seller

Healthcare Services | March 2024
American Insulated Glass
Mergers & Acquisitions

Advisor to Seller

Specialty Distribution, Building Products | March 2024
OakRidge IWS MA
Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | March 2024
Interstate Waste Services SSCF

$ 205,000,000

Senior Secured Credit Facilities

Joint Lead Arranger

Industrial & Environmental Services | March 2024
Avacta

£ 31,000,000

Follow-on Offering

Joint Bookrunner, Joint Corporate Broker, NOMAD

Healthcare | March 2024
DISA_CastleBranch MA
Mergers & Acquisitions

Advisor to Buyer

Tech-Enabled Services | March 2024
Viking Follow-on

$ 632,540,250

Follow-on Offering

Joint Bookrunner

Biopharma | February 2024
Trulite Term Loan B

$ 400,000,000

Term Loan B

Joint Lead Arranger

Specialty Distribution, Building Products | February 2024
Dario Health

$ 34,400,000

Mergers & Acquisitions

Advisor to Buyer

HealthTech | February 2024
KalVista FO

$ 160,125,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | February 2024
Summerland_ClearNorth MA

C$ 72,700,000

Mergers & Acquisitions
| February 2024
Hut8_VPC MA
Mergers & Acquisitions

Financial Advisor

Digital Assets | February 2024
LSC_CJK MA
Mergers & Acquisitions

Advisor to Seller

Paper & Forest Products | February 2024
Amaroq Minerals

$ 57,800,000

Follow-on Offering

Joint Bookrunner

Energy & Natural Resources | February 2024
Cafe William_ Fonds
Mergers & Acquisitions

Financial Advisor

Food & Beverage | February 2024
Loenbro_Braemont MA
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | February 2024
CollisionRight_Summit Partners MA
Mergers & Acquisitions

Advisor to Seller

Automotive Aftermarket | January 2024
Selina Out of Court Restructuring

$ 300,000,000

Out-of-Court Restructuring and Convertible Notes

Advisor to Selina Hospitality PLC

Real Estate | January 2024
ACOME Group_LYNDDAHL Telecom

Mergers & Acquisitions

Diversified Industries | January 2024
BillingPlatform_FTV
Has Received an Investment

Advisor to Seller

Software | January 2024
Netstreit Follow-on

$ 172,800,000

Follow-on Offering

Joint Bookrunner

Real Estate | January 2024
The Jordan Company
Mergers & Acquisition

Advisor to Buyer

Transportation & Logistics | January 2024
Renu Energy Solutions_Swell Energy M&A
Mergers & Acquisitions

Advisor to Seller

Tech-Enabled Services | January 2024
Blue Matrix_Thomabravo M&A
Mergers & Acquisitions

Advisor to Seller

Software | January 2024
Dyne Therapeutics

$ 345,144,000

Follow-on Offering

Joint Bookrunner

Biopharma | January 2024
Vault_Sterling M&A
Mergers & Acquisitions

Advisor to Seller

Tech-Enabled Services | January 2024
Cegeka_CTG

$ 170,000,000

Mergers & Acquisitions

Advisor to Buyer

Tech-Enabled Services | December 2023
Falcon Point_Jennmar

$ 389,000,000

Mergers & Acquisitions

Advisor to Buyer

Private Capital Advisory | 2023
Hive Private Placement

C$ 25,000,000

Private Placement

Joint Bookrunner

Technology | December 2023
WRM_ Ridgewood MA
Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | December 2023
Innovative_CCMP M&A
Mergers & Acquisitions

Financial Advisor

Industrial Technology | December 2023
Innovative Refrigeration
Senior Secured Credit Facilities

Debt Placement Agent

Industrial Technology | December 2023
Tactical Air

$ 70,000,000

Senior Secured Credit Facility

Sole Placement Agent

Aerospace, Defense & Government Services | December 2023
Propella_Astellas MA

$ 175,000,000

Mergers & Acquisitions

Advisor to Seller

Biopharma | December 2023
Wentworth_Maurel Proom MA

$ 75,300,000

Mergers & Acquisitions

Financial Advisor

Energy & Natural Resources | December 2023
All West Communications_Novacap M&A
Mergers & Acquisitions
Media & Telecom | December 2023
Syndax CMO

$ 230,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | December 2023
Cal/Amp Senior Secured Term Loan

$ 45,000,000

Senior Secured Term Loan

Sole Placement Agent

Tech-Enabled Services, Software | December 2023
Audax_Dobbs MA
Mergers & Acquisitions

Advisor to Buyer

Automotive Aftermarket | December 2023
Dobbs Tire Auto Centers SSCF
Senior Secured Credit Faciltity

Joint Lead Arranger

Automotive Aftermarket | December 2023
Cibus Registered Direct

$ 20,300,000

Registered Direct

Left Bookrunner

HealthTech | December 2023
Energean Block Trade

$ 51,900,000

Block Trade

Sole Bookrunner

Energy & Natural Resources | December 2023
Credo CMO

$ 175,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Electronics & Industrial Technology | December 2023
Spyre PIPE

$ 180,000,000

PIPE

Joint Placement Agent

Biopharma | December 2023
Vanda_Johnson & Johnson MA

$ 100,000,000

Mergers & Acquisitions

Advisor to Buyer

Biopharma | December 2023
Eurofase_BeachPoint MA
Mergers & Acquisitions

Advisor to Seller

Consumer & Retail | December 2023
Xenon

$ 300,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | November 2023
Euro Manganese

$ 100,000,000

Convertible Loan Royalty

Financial Advisor

Energy & Natural Resources | November 2023
Hut 8_US Bitcoin MA

$ 990,000,000

Mergers & Acquisitions

Financial Advisor

Digital Assets | November 2023
M8 Pharmaceuticals_Acino
Mergers & Acquisitions

Advisor to Seller

Biopharma | November 2023
Veritiv Senior Secured Notes

$ 700,000,000

Senior Secured Notes

Joint Bookrunner

Packaging | November 2023
Veritiv SSCF

$ 1,425,000,000

Senior Secured Credit Facilities

Joint Lead Arranger

Packaging | November 2023
Agility_AFIMAC MA
Mergers & Acquisitions

Advisor to Seller

Business Services | November 2023
Teijin_Ascendis

$ 245,000,000+

In-Licensing

Advisor to Licensee

Biopharma | November 2023
Medstrat_Zimmer Biomet MA
Mergers & Acquisitions

Advisor to Seller

HealthTech | November 2023
ic Berlin_Marcolin MA
Mergers & Acquisitions

Financial Advisor

Consumer, Technology | November 2023
Lexeo IPO

$ 111,536,216

Initial Public Offering

Joint Bookrunner

Biopharma | November 2023
Alphatec CMO

$ 150,150,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | October 2023
Mach IPO

$ 190,000,000

Initial Public Offering

Left Bookrunner

Energy & Natural Resources | October 2023
BarkyGroup Private Placement

£ 100,000,000

Private Placement Joint Venture

Sole Financial Advisor Sole Placement Agent

Real Estate | October 2023
NCR_NCRAtleos Spin-off

$ 4,483,000,000

Has Completed a Spin-off

Financial Advisor

Capital Goods | October 2023
Heritage Crystal Clean_JF Lehman

$ 1,200,000,000

Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | October 2023
Globalia_Smartbug_MA
Mergers & Acquisitions

Advisor to Seller

Software | October 2023
Cerevel CMO

$ 517,500,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | October 2023
Landx_Lordstown MA
Mergers & Acquisitions

Advisor to Buyer

Vehicle Electrification | October 2023
Biocorp

€ 154,430,010

Mergers & Acquisitions

Advisor to Seller

Medtech | October 2023
Vistagen Registered Direct

$ 100,000,000

Registered Direct

Joint Bookrunner

Biopharma | October 2023
Audeze_Sony
Mergers & Acquisitions

Advisor to Seller

Consumer Products | October 2023
GTCR_ADT MA

$ 1,600,000,000

Mergers & Acquisitions

Advisor to Buyer

Industrial Technology | October 2023
Immunome_Morphimmune MA

$ 90,833,010

Mergers & Acquisitions

Advisor to Buyer

Biopharma | October 2023
Electric Supply_Sonepar
Mergers & Acquisitions

Advisor to Seller

Specialty Distribution | September 2023
Infirst_Carlin MA
Mergers & Acquisitions

Advisor to Seller

Healthcare | September 2023
Hillevax CMO

$ 115,000,000

Confidentially marketed Follow-on Offering

Joint Bookrunner

Biopharma | September 2023
Pollen Street Private Debt
Private Debt

Financial Advisor

Software | September 2023
Pollen Street_Main MA
Mergers & Acquisitions

Advisor to Buyer

Software | September 2023
Neumora IPO

$ 250,070,000

Initial Public Offering

Joint Bookrunner

Biopharma | September 2023
Skymark_Interflex Group MA
Mergers & Acquisitions

Advisor to Seller

Diversified Industries, Paper & Forest Products | September 2023
Dutch Bros Follow-on

$ 300,000,000

Follow-on Offering

Joint Bookrunner

Restaurants | September 2023
Barcoding_Graham M&A
Mergers & Acquisitions

Financial Advisor

Tech-Enabled Services | September 2023
Allied Merger Corporation Private Placement

$ 267,280,430

Private Placement

Joint Bookrunner

Metals & Mining | August 2023
Asure CMO

$ 46,000,000

Confidentially Marketed Follow-on

Left Bookrunning Manager

Software | August 2023
Flipp_Truelink
Mergers & Acquisitions

Advisor to Seller

Tech-Enabled Services | August 2023
Cadent_Novacap M&A
Mergers & Acquisitions

Co-Advisor to Seller

Internet & Digital Media | August 2023
Rockport_Authentic_MarcFisher MA
Mergers & Acquisitions

Advisor to Seller

Consumer Products | August 2023
AWP_RHV Capital MA
Mergers & Acquisitions

Advisor to Buyer

Engineering & Construction, and Infrastructure | August 2023
Ace Beverage_Corby MA

C$ 165,000,000

Mergers & Acquisitions

Advisor to Seller

Consumer Products | July 2023
Acumen FO

$ 130,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | July 2023
Apogee IPO

$ 345,057,500

Initial Public Offering

Joint Bookrunner

Biopharma | July 2023
Drop_Corsair MA
Mergers & Acquisitions

Advisor to Seller

Gaming & Leisure | July 2023
Kooth Follow-on

£ 10,000,000

Equity Placing

Joint Bookrunner

Healthcare | July 2023
Key Real Estate

$ 300,000,000

Recapitalization & Private Placement

Financial Advisor & Sole Placement Agent

Real Estate | June 2023
Kodiak Gas Services

$ 256,000,000

Initial Public Offering

Joint Bookrunning Manager

Energy & Natural Resources | June 2023
IGM Biosciences

$ 120,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | June 2023
Gambling.com Follow-on Offering

$ 45,209,375

Follow-on Offering

Joint Bookrunner

Gaming & Leisure | June 2023
Cava Group IPO

$ 365,444,420

Initial Public Offering

Joint Bookrunner

Restaurants | June 2023
Checkers Recapitalization

$ 315,000,000

Recapitalization

Investment Banker for Checkers

Restaurants | June 2023
Jadestone Follow-on Offering

$ 50,000,000

Follow-on Offering

Sole Bookrunner

Energy & Natural Resources | June 2023
Hurricane_Prax M&A

$ 311,000,000

Mergers & Acquisitions

Financial Advisor

Energy & Natural Resources | June 2023
Structurlam_Mercer M&A

$ 83,500,000

Mergers & Acquisitions

Advisor to Seller

Paper & Forest Products, Diversified Industries | June 2023
Casella FO

$ 517,500,000

Follow-on Offering

Joint Bookrunner

Industrial & Environmental Services | June 2023
Disc Medicine Follow-on

$ 137,200,000

Follow-on Offering

Joint Bookrunner

Biopharma | June 2023
GAI_Eland MA
Mergers & Acquisitions

Advisor to Buyer

Engineering & Construction, and Infrastructure | June 2023
Tricida Chapter 11

$ 200,000,000

Chapter 11 Restructuring

Investment Banker for Tricida

Biopharma | June 2023
Exro Technologies

$ 34,931,250

Follow-on Offering

Joint Bookrunner

Diversified Industries | May 2023
Tecnoglass

$ 98,900,000

Follow-on Offering

Joint Bookrunner

Specialty Distribution | May 2023
OneSpaWorld Follow-on

$ 90,000,000

Follow-on Offering

Joint Bookrunner

Consumer Products | May 2023
Zoo Digital Equity Placing

£ 12,500,000

Equity Placing

Nomad, Joint Broker and Joint Bookrunner

Technology | May 2023
Franchise Brands Follow-on

£ 92,000,000

Follow-on Offering

Joint Bookrunner

Diversified Industries | April 2023
Sunbloom_Avril MA
Mergers & Acquisitions

Advisor to Seller

Consumer | April 2023
Stericycle_Brazil MA
Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | April 2023
30 Technology_Convatec MA

£ 176,000,000

Mergers & Acquisitions

Financial Advisor

Medtech | April 2023
Karuna Follow-on

$ 460,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | March 2023
FTAI Preferred Stock

$ 65,000,000

Preferred Stock

Joint Bookrunner

Transportation & Logistics | March 2023
Custom Wheel House_Fox Factory MA
Mergers & Acquisitions

Advisor to Seller

Automotive Aftermarket | March 2023
Journey Energy Follow-on

C$ 17,500,000

Follow-on Offering

Sole Bookrunner

| March 2023
Yusen_Taylored MA
Mergers & Acquisitions

Advisor to Buyer

Transportation & Logistics | March 2023
TPB Acquisition_Lavoro MA

$ 1,220,000,000

Mergers & Acquisitions

Capital Markets Advisor

Food & Beverage | February 2023
Hillman Follow-on

$ 230,000,000

Follow-on Offering

Joint Bookrunner

Specialty Distribution, Building Products | February 2023
Amware_Staci MA
Mergers & Acquisitions

Advisor to Seller

Transportation & Logistics | February 2023
Diversified Energy

$ 163,000,000

Follow-on Offering

Joint Global Coordinator and Joint Bookrunner

| February 2023
Essential Properties

$ 189,400,000

Follow-on Offering

Joint Bookrunner

Real Estate | February 2023
Mineralys IPO

$ 220,800,000

Initial Public Offering

Joint Bookrunner

Biopharma | February 2023
Movella_Pathfinder MA

$ 504,000,000

Mergers & Acquisitions

Advisor to Seller

Electronics & Industrial Technology | February 2023
Renalytix PIPE

$ 20,300,000

PIPE

Sole Placement Agent and Nomad

Healthcare | February 2023
Treace Medical CMO

$ 100,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | February 2023
GI Partners_Rise Broadband MA
Mergers & Acquisitions

Advisor to Buyer

Media & Telecom | February 2023
American’s Test Kitchen Senior Secured Notes
Senior Secured Notes

Sole Placement Agent

Food & Beverage | February 2023
Megatech_Middleground MA
Mergers & Acquisitions

Advisor to Seller

Electronics & Industrial Technology | January 2023
SKY Fund Eaton

$ 770,000,000

Premier Aircraft Leasing Asset Manager

Private Capital Advisory

Private Capital Advisory, First Time Funds | January 2023
Kopin CMO

$ 19,940,000

Confidentially Marketed Follow-on Offering

Sole Bookrunner

Electronics & Industrial Technology | January 2023
TXO IPO

$ 100,000,000

Initial Public Offering

Joint Bookrunner

Energy & Natural Resources | January 2023
Keensight_Onventis MA
Mergers & Acquisitions

Advisor to Buyer

Technology | January 2023
CleanHarbors

$ 500,000,000

Senior Notes

Joint Bookrunner

Industrial & Environmental Services | January 2023
Geron Follow-on

$ 227,843,965

Follow-on Offering

Joint Bookrunner

Biopharma | January 2023
Things Remembered_1800Flowers MA
Sale of E-commerce Assets to

Advisor to Seller

Consumer Products | January 2023
APA_PNC Riverarch MA
Mergers & Acquistions

Advisor to Seller

Automotive Aftermarket | January 2023
Sky Leasing V

$ 770,000,000

Aviation Leasing

Sky Leasing V

Private Fund Placement | 2023
Greif_Lee Container MA

$ 300,000,000

Mergers & Acquisitions

Advisor to Buyer

Packaging, Paper & Forest Products | December 2022
Enesco_NECA MA
Mergers & Acquisitions

Advisor to Seller

Consumer Products | December 2022
Roadone_Ridgemont
Mergers & Acquisitions

Advisor to Seller

Transportation & Logistics | December 2022
ArgoBlockchain_Galaxy MA

$ 100,000,000

Has Sold Assets & Equipment

Financial Advisor

Technology | December 2022
Voti_Rapiscan MA
Mergers & Acquisitions

Advisor to Seller

Diversified Industries | December 2022
California Bioenergy_Brookfield MA

$ 500,000,000

Funding Partnership

Financial Advisor

Energy & Natural Resources | December 2022
CMI_Charger MA
Mergers & Acquisitions

Advisor to Seller

Building Products | December 2022
CMI SSCF
Senior Secured Credit Facilities

Sole Placement Agent

Building Products | December 2022
Bioassay_ReactionBiology
Mergers & Acquisitions

Advisor to Seller

Healthcare | December 2022
Cutera

$ 120,000,000

Convertible Notes

Left Bookrunner

Medtech | December 2022
VOR Registered Direct

$ 115,799,748

Registered Direct & PIPE

Joint Bookrunner & Joint Placement Agent

Biopharma | December 2022
X4 Pharmaceuticals

$ 65,010,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | December 2022
Unimed_ZCG
Mergers & Acquisitions

Advisor to Seller

Maritime Services, Healthcare Services | December 2022
Iveric Bio CMO

$ 300,375,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | December 2022
Purigen Biosystems_Bionano

$ 64,000,000

Mergers & Acquisitions

Advisor to Seller

Tools & Diagnostics | November 2022
DZS Inc. CMO

$ 44,664,988

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Electronics & Industrial Technology | November 2022
AerSale

$ 62,000,000

Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | November 2022
OmniAb_Avista MA

$ 850,000,000

Mergers & Acquisitions

Financial and Capital Markets Advisor

Biopharma | November 2022
Envera_Windpoint MA
Mergers & Acquisitions

Advisor to Seller

Industrial Technology | November 2022
Commercehub_ChannelAdvisor MA

$ 724,400,000

Mergers & Acquisitions

Advisor to Buyer

Software | November 2022
ReedTMS_Werner
Merger & Acquisitions

Advisor to Seller

Transportation & Logistics | November 2022
Global Research_DISA
Mergers & Acquisitions

Advisor to Seller

Tech-Enabled Services | November 2022
Sunset_Armada
Mergers & Acquisitions

Advisor to Seller

Transportation & Logistics | November 2022
Binary Defense_Invictus MA

$ 36,000,000

Growth Investment

Advisor to Binary Defense

Software | November 2022
Silkroad Follow-on

$ 115,000,000

Follow-on Offering

Joint Bookrunner

Medtech | October 2022
Avacta Group Convertible Bond FO

£ 64,000,000

Convertible Bond & Follow-on Offering

Sole Bookrunner, Sole Placement Agent, Sole Broker and Nomad

Healthcare Services | October 2022
Artemis Follow-on

C$ 175,005,000

Follow-on Offering

Co-Lead Manager

Metals & Mining | October 2022
Maxive_Thales MA

€ 120,000,000

Mergers & Acquisitions

Advisor to Seller

Software | October 2022
Dragonfly SSN

$ 75,000,000

Senior Secured Notes

Joint Placement Agent

Industrial & Environmental Services | October 2022
Dragonfly_Chardan Merger

$ 514,804,642

Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | October 2022
Chardan PIPE

$ 80,000,000

PIPE

Joint Placement Agent

Industrial & Environmental Services | October 2022
Bidstack Placing

£ 10,482,996

Placing and Subscription

Broker and Sole Bookrunner

Internet & Digital Media | October 2022
Harborside_Broadcastmed MA
Mergers & Acquisitions

Advisor to Seller

Education Services & Technology | October 2022
Salary_AKKR MA
Mergers & Acquisitions

Advisor to Seller

Software | September 2022
Citrix SSCF $5B

$ 5,050,000,000

Senior Secured Credit Facilities

Joint Lead Arranger

Software | September 2022
Citrix 500 Million Euros

€ 500,000,000

Senior Secured Credit Facilities

Joint Lead Arranger

Software | September 2022
Citrix 4B

$ 4,000,000,000

Senior Secured Notes

Joint Bookrunner

Software | September 2022
Manitowoc_Summit_MA September
Mergers & Acquisitions

Advisor to Seller

Industrial Technology, Aerospace, Defense & Government Services | September 2022
Exact_Weclapp MA September
Mergers & Acquisitions

Advisor to Buyer

Software | September 2022
Kape Follow-on

$ 220,000,000

Follow-on Offering

Joint Broker and Joint Bookrunner

Technology | September 2022
Riskmethods_Sphera MA
Mergers & Acquisitions

Advisor to Seller

Software | September 2022
7C Solar Parken Follow-on
Follow-on Offering

Joint Global Coordinator and Joint Bookrunner

Energy & Natural Resources | September 2022
Trevi CMO

$ 58,079,577

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | September 2022
Xcentric_Quickparts M&A
Mergers & Acquisitions

Advisor to Seller

Electronics & Industrial Technology | September 2022
CodeRed_Warrent MA
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | September 2022
First Watch Follow-on

$ 69,750,000

Follow-on Offering

Joint Bookrunner

Food & Beverage | September 2022
CatchMark Timberg_PotlatchDeltic MA

$ 918,800,000

Mergers & Acquisitions

Advisor to Seller

Real Estate, Paper & Forest Products | September 2022
Rhythm CMO

$ 124,800,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | September 2022
LJP Waste Solutions
Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | September 2022
DISA_Audax MA
Mergers & Acquisitions

Advisor to Seller

Tech-Enabled Services | September 2022
Beontag_Techinicote MA
Mergers & Acquisitions

Advisor to Buyer

Paper & Forest Products | September 2022
Zephr_Zuora
Mergers & Acquisitions

Advisor to Seller

Software | September 2022
Cryptosense MA
Mergers & Acquisitions

Advisor to Seller

Software | August 2022
Makerbot_Stratasys_Ultimaker MA
Mergers & Acquisitions

Advisor to Stratasys

Electronics & Industrial Technology | August 2022
Westrock Coffee_Riverview MA

$ 1,085,600,000

Business Combination

Lead Financial & Capital Markets Advisor

Food & Beverage | August 2022
Aurora Solar_BT Imaging MA

C$ 13,800,000

Mergers & Acquisitions

Diversified Industries | August 2022
Nogin_Software Acquisition Group MA

$ 658,000,000

Mergers & Acquisitions

Advisor to Seller

Internet & Digital Media | August 2022
Medpharmex_Dechra MA

$ 260,000,000

Mergers & Acquisitions

Advisor to Seller

Healthcare Services | August 2022
Aurora Capital
Mergers & Acquisitions

Advisor to Buyer

Industrial & Environmental Services | August 2022
AerSale Follow-on

$ 84,309,375

Follow-on Offering

Joint Bookrunner

Aerospace, Defense & Government Services | August 2022
Fulcrum Therapeutics CMO

$ 84,249,986

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | August 2022
Orthopediatrics CMO

$ 143,893,750

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | August 2022
Karuna Follow-on

$ 862,500,000

Follow-on Offering

Lead Manager

Biopharma | August 2022
Insigneo_Citi MA
Mergers & Acquisitions

Advisor to Buyer

Financial Institutions & Financial Technology | August 2022
PLH_Primoris MA

$ 470,000,000

Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | August 2022
ZeroFox_LF MA

$ 1,308,000,000

Mergers & Acquisitions

Advisor to Seller

Software | August 2022
Zerofox_IDX MA

$ 338,750,000

Mergers & Acquisitions

Advisor to Buyer

Software | August 2022
Netstreit Follow-on

$ 181,800,000

Follow-on Offering

Joint Bookrunner

Real Estate | August 2022
Celsius Pepsico MA

$ 550,000,000

Has Received a Minority Investment from

Advisor to Seller

Consumer Products | August 2022
Attenti_AlliedUniversal MA
Mergers & Acquisitions

Advisor to Seller

Business Services | August 2022
SES Imagotag Block Trade

€ 96,000,000

Block Trade

Joint Bookrunner

Technology | July 2022
Prisma CenterGate MA
Mergers & Accquisitions

Advisor to Seller

Internet & Digital Media | July 2022
Energy IPO

€ 30,000,000

Initial Public Offering

Joint Global Coordinator and Euronext Growth Advisor

Energy & Natural Resources | July 2022
Tidewater Restructuring

C$ 145,000,000

Refinancing

Financial Advisor to the Special Committee to the Board of Directors

| July 2022
Invacare SSTL

$ 104,500,000

Senior Secured Term Loan

Sole Placement Agent

Medtech | July 2022
Invacare CN

$ 55,300,000

Exchange of Convertible Notes

Sole Bookrunner

Medtech | July 2022
Natus_ArchiMed MA

$ 1,200,000,000

Mergers & Acquisitions

Advisor to Seller

Medtech | July 2022
Foss_Mohawk MA
Mergers & Acquisitions

Advisor to Seller

Building Products | July 2022
HIG_Terra MA
Mergers & Acquisitions

Advisor to Buyer

Engineering & Construction, and Infrastructure | June 2022
Airties_Providence MA
Mergers & Acquisitions

Advisor to Seller

Software | June 2022
Xenon CMO

$ 250,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

HealthTech | June 2022
Newcore Gold Follow-on

C$ 5,010,000

Follow-on Offering

Left Bookrunner

Metals & Mining | June 2022
Flipp_reebee M&A
Mergers & Acquisitions

Advisor to Buyer

Tech-Enabled Services | June 2022
Flipp SSCF
Senior Secured Credit Facility

Sole Placement Agent

Tech-Enabled Services | June 2022
Neogames_Aspire MA

$ 480,000,000

Tender Offer

Exclusive Financial Advisor

Gaming & Leisure | June 2022
Else Follow-on CMO

C$ 7,287,000

Follow-on Offering

Sole Bookrunner

Consumer & Retail | June 2022
GoProto_Core M&A
Mergers & Acquisitions

Advisor to Seller

Software | June 2022
Montage Gold Follow-on

C$ 20,000,000

Follow-on Offering

Left Bookrunner

Metals & Mining | June 2022
Roadtex_Echo M&A
Mergers & Acquisitions

Advisor to Seller

Transportation & Logistics | June 2022
NG Energy Convertible Notes

C$ 17,047,000

Convertible Notes

Co-Manager

| May 2022
Well Health Follow-on

C$ 34,511,565

Follow-on Offering

Joint Bookrunner

HealthTech | May 2022
Redex Pharma Follow-on

£ 34,261,864

Follow-on Offering

Joint Bookrunner

Biopharma | May 2022
Poda_Altria_MA

$ 100,500,000

Asset Sale

Fairness Opinion

Cannabis | May 2022
PepGen

$ 108,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | May 2022
Integra_Anthem M&A
Mergers & Acquisitions

Advisor to Seller

Healthcare Services | May 2022
Freshpet Follow-on

$ 350,000,000

Follow-on Offering

Joint Bookrunner

Consumer Products | May 2022
Nova Quest Fund Placement

$ 500,000,000

Tech-Enabled Pharma Services

NovaQuest Equity Fund II

Private Fund Placement, First Time Funds | 2022
HilleVax IPO

$ 200,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | April 2022
Supermarket Income REIT Follow-on

£ 300,000,000

Follow-on Offering

Sole Sponsor, Financial Adviser, Global Coordinator, Bookrunner

Real Estate | April 2022
Oldcastle Senior Notes

$ 585,000,000

Senior Notes

Joint Bookrunner

Building Products | April 2022
Old Castle SSCF

$ 2,025,000,000

Senior Secured Credit Facilities

Joint Lead Arranger

Building Products | April 2022
Nkarta CMO

$ 230,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | April 2022
re2_Sarcos M&A

$ 100,000,000

Mergers & Acquisitions

Advisor to Seller

Electronics & Industrial Technology | April 2022
Hillman Follow-on 04/22

$ 149,500,000

Follow-on Offering

Joint Bookrunner

Specialty Distribution, Building Products | April 2022
SoundUnited_Masimo M&A

$ 1,025,000,000

Mergers & Acquisitions

Advisor to Seller

Consumer Products | April 2022
Hyloris Follow-on

€ 15,000,000

Follow-on Offering

Joint Global Coordinator and Joint Bookrunner

Healthcare | April 2022
Renalytix

$ 30,000,000

Convertible Bond and Equity Placing

Sole Financial Advisor and Sole Placement Agent

Medtech | March 2022
Resonant_MuRata M&A

$ 315,000,000

Mergers & Acquisitions

Advisor to Seller

Electronics & Industrial Technology | March 2022
IGM Follow-on 03/22

$ 230,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | March 2022
Geron CMO 03/22

$ 75,000,000

Confidentially Marketed Follow-on Offering

Left Bookrunner

Biopharma | March 2022
Valens Follow-on March

C$ 32,343,743

Follow-on Offering

Joint Bookrunner

Consumer & Retail | March 2022
Tailwind_Terran M&A

$ 1,577,000,000

Mergers & Acquisitions

Capital Markets Advisor

Aerospace, Defense & Government Services | March 2022
TriMech_Sentinel M&A
Mergers & Acquisitions

Advisor to Seller

Electronics & Industrial Technology | March 2022
Rubellite Follow-on

C$ 25,311,500

Follow-on Offering

Co-Manager

| March 2022
Kensington IPO

$ 230,000,000

Initial Public Offering

Joint Bookrunner

Capital Goods | March 2022
Garden State Bulb_Staple Street M&A
Mergers & Acquisitions

Advisor to Seller

Consumer Products | March 2022
Dario Health Registered Direct

$ 40,000,000

Registered Direct

Financial Advisor

HealthTech | March 2022
Nexsight_IDEX M&A

$ 120,000,000

Mergers & Acquisitions

Advisor to Seller

Industrial Technology | February 2022
Cloyes_MidOcean M&A
Mergers & Acquisitions

Advisor to Seller

Automotive Aftermarket | February 2022
Radware_SecurityDam M&A

$ 42,500,000

Mergers & Acquisitions

Advisor to Buyer

Software | February 2022
Athenahealth Senior Notes

$ 2,350,000,000

Senior Notes

Joint Bookrunner

HealthTech | February 2022
Wellbeats_LifeSpeak M&A

$ 92,500,000

Mergers & Acquisitions

Advisor to Seller

Internet & Digital Media | February 2022
Energy Vault_Novas Capital M&A

$ 1,440,000,000

SPAC Merger

Financial Advisor

Capital Goods | February 2022
Tristar_Spectrum M&A

$ 325,000,000

Mergers & Acquisitions

Advisor to Seller

Consumer Products | February 2022
Caribbean Financial Group Holdings
Debt Private Placement

Placement Agent

Financial Institutions & Financial Technology | February 2022
Pinja_Norvestor M&A
Mergers & Acquisitions

Advisor to Seller

Technology | February 2022
Thayer_Inspirato M&A

$ 1,052,000,000

Mergers & Acquisitions

Capital Markets Advisor

Internet & Digital Media | February 2022
Silver Spike IPO

$ 85,000,000

Initial Public Offering

Joint Bookrunner

Consumer Products | February 2022
Global Clean Energy Strategic Investment

$ 165,000,000

Strategic Investment led by ExxonMobil

Financial Advisor

Energy & Natural Resources | February 2022
McAfee Senior Notes

$ 2,000,000,000

Senior Notes

Joint Bookrunner

Software | February 2022
Tamarack Valley Follow-on 02/22

C$ 200,000,000

Senior Notes

Co-Manager

| February 2022
Unbound Group

£ 30,000,000

Transfer of Listing to AIM

Financial Advisor, Sponsor & Nomad

Consumer | February 2022
Zymeworks CMO

$ 100,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | January 2022
Credo Tech IPO

$ 200,000,000

Initial Public Offering

Joint Bookrunner

Electronics & Industrial Technology | January 2022
Chefeng Gold_Golden Star M&A

$ 470,000,000

Mergers & Acquisitions

Advisor to Chifeng

Metals & Mining | January 2022
Adventus Follow-on

C$ 33,532,415

Follow-on Offering

Co-Manager

Metals & Mining | January 2022
Marlowe Follow-on

£ 130,000,000

Follow-on Offering

Joint Bookrunner

Diversified Industries | January 2022
Tiendamia M&A
Has Received a Minority Investment

Exclusive Financial Advisor

Transportation & Logistics | January 2022
Spirit Realty

$ 390,320,000

Follow-on Offering

Joint Bookrunner

Real Estate | January 2022
Nomad Follow-on

C$ 42,542,500

Follow-on Offering

Co-Manager

Metals & Mining | January 2022
Tribe Private Placement

C$ 21,000,000

Private Placement

Sole Bookrunner

Technology | January 2022
Tribe_Round13 M&A
Has Received a Minority Investment

Financial Advisor

Technology | January 2022
Netstreit Follow-on

$ 200,300,000

Follow-on Offering

Joint Bookrunner

Real Estate | January 2022
Fiore Gold Fairness Opinion

C$ 195,000,000

Fairness Opinion

Advisor to the Special Committee of the Board of Fiore Gold

Metals & Mining | January 2022
Vigil IPO

$ 98,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | January 2022
PreBrands_Champlain M&A
Mergers & Acquisitions

Advisor to Seller

Food & Beverage | December 2021
Fathom_Altimar M&A

$ 1,500,000,000

Mergers & Acquisitions

Joint Financial Advisor

Electronics & Industrial Technology | December 2021
Altimar II PIPE

$ 70,000,000

PIPE

Joint Placement Agent

Electronics & Industrial Technology | December 2021
ReadyWise_Goode M&A
Mergers & Acquisitions

Advisor to Seller

Food & Beverage | December 2021
Kape_ExpressVPN

$ 936,000,000

Mergers & Acquisitions

Advisor to Kape

Software | December 2021
Specialty Products_Incline M&A
Mergers & Acquisitions

Advisor to Seller

Specialty Distribution | December 2021
Spree SPAC IPO

$ 200,000,000

SPAC IPO

Sole Bookrunner

Automotive Aftermarket | December 2021
Midwest_SWAT M&A
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | December 2021
AIT_Select M&A
Mergers & Acquisitions

Advisor to Buyer

Transportation & Logistics | December 2021
Acme Cryogenics_Dover M&A

$ 295,000,000

Mergers & Acquisitions

Advisor to Seller

Industrial Technology | December 2021
Perion Follow-on

$ 180,000,000

Follow-on Offering

Joint Bookrunner

Internet & Digital Media | December 2021
Bonlook_FYIDoctors M&A
Mergers & Acquisitions

Advisor to Seller

Consumer & Retail | December 2021
Mississippi_Retina M&A
Mergers & Acquisitions

Advisor to Seller

Healthcare Services | December 2021
Stericycle_GFL M&A
Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | December 2021
Midwest Motor_KnightSwift MA

$ 150,000,000

Mergers & Acquisitions

Advisor to Seller

Transportation & Logistics | December 2021
Solid Power_DCRC M&A

$ 1,239,000,000

Mergers & Acquisitions

Advisor to Seller

Electronics & Industrial Technology | December 2021
MEI Pharma Follow-on

$ 52,325,000

Follow-on Offering

Joint Bookrunner

Biopharma | December 2021
PerTronix_Charger MA
Mergers & Acquisitions

Advisor to Seller

Automotive Aftermarket | December 2021
Seeing Machine Follow-on

$ 41,000,000

Bookrunner, Global Coordinator and Nomad

Technology | November 2021
EC Waste_3i
Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | November 2021
PrairieSky Follow-on 11/21

C$ 230,071,000

Follow-on Offering

Co-Manager

| November 2021
Wellhealth

C$ 65,000,000

Convertible Notes

Co-Lead Manager

HealthTech | November 2021
ALSP Orchid SPAC IPO

$ 172,500,000

SPAC IPO

Left Bookrunner

Biopharma | November 2021
Wildpack Convertible Debentures

C$ 20,000,000

Convertible Debentures

Sole Bookrunner

Diversified Industries | November 2021
Wildpack Follow-on

C$ 22,000,000

Follow-on Offering

Sole Bookrunner

Diversified Industries | November 2021
Wildpack_KT M&A

$ 37,260,000

Mergers & Acquisitions

Advisor to Buyer

Diversified Industries | November 2021
Custom Truck Follow-on

$ 105,000,000

Follow-on Offering

Joint Bookrunner

Engineering & Construction, and Infrastructure | November 2021
Postal Realty Trust Follow-on

$ 72,250,000

Follow-on Offering

Joint Bookrunner

Real Estate | November 2021
ViewRay CMO

$ 80,500,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | November 2021
ConciergeAuction_Sothebys_M&A
Mergers & Acquisitions

Advisor to Seller

Tech-Enabled Services | November 2021
Prilenia Private Placement

$ 43,000,000

Private Placement

Lead Placement Agent

Biopharma | November 2021
908 Devices Follow-on

$ 100,800,000

Follow-on Offering

Joint Bookrunner

Tools & Diagnostics | November 2021
First Advantage Follow-on

$ 300,000,000

Follow-on Offering

Joint Bookrunner

Tech-Enabled Services | November 2021
Critical Elements Follow-on

C$ 26,101,250

Follow-on Offering

Joint Bookrunner

Metals & Mining | November 2021
ExOne_Desktop M&A

$ 575,000,000

Mergers & Acquisitions

Advisor to Seller

Electronics & Industrial Technology | November 2021
Codere_DD3 MA

$ 350,000,000

Mergers & Acquisitions

Exclusive Financial Advisor & Capital Markets Advisor

Gaming & Leisure | November 2021
SiTime Follow-on

$ 450,000,000

Follow-on Offering

Joint Bookrunner

Electronics & Industrial Technology | November 2021
Hive Private Placement

C$ 100,020,000

Private Placement

Sole Bookrunner

Technology | November 2021
Motion_Docgo M&A

$ 158,000,000

Mergers & Acquisitions

Capital Markets Advisor

HealthTech | November 2021
BioCare_Vistria M&A
Mergers & Acquisitions

Advisor to Seller

Healthcare Services | November 2021
Revalize_Tenado M&A
Mergers & Acquisitions

Advisor to Buyer

Technology | November 2021
Obsidian Follow-on

C$ 25,875,000

Follow-on Offering

Joint Bookrunner

| November 2021
Spindletop IPO

$ 230,000,000

Initial Public Offering

Joint Bookrunner

Healthcare Services | November 2021
Mellennium_Brady IFS M&A
Mergers & Acquisitions

Advisor to Seller

Specialty Distribution | November 2021
Penn Jersey_Envoy M&A
Mergers & Acquisitions

Advisor to Seller

Specialty Distribution | November 2021
Matrixx M&A

$ 50,000,000

Mergers & Acquisitions

Advisor to Matrixx

Software | October 2021
Sonendo IPO

$ 93,600,000

Initial Public Offering

Joint Bookrunner

Medtech | October 2021
Hire Right IPO

$ 422,000,000

Initial Public Offering

Joint Bookrunner

Tech-Enabled Services | October 2021
esight_MRI M&A
Mergers & Acquisitions

Advisor to Seller

Technology | October 2021
Clarus Follow-on

$ 74,250,000

Follow-on Offering

Joint Bookrunner

Consumer Products | October 2021
Iveric Bio CMO

$ 150,750,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | October 2021
Arizona Follow-on

C$ 49,831,250

Follow-on Offering

Left Bookrunner

Metals & Mining | October 2021
BlueLinx Holdings Senior Secured Notes

$ 300,000,000

Senior Secured Notes

Joint Bookrunner

Building Products, Specialty Distribution | October 2021
Supermarket Income REIT Follow-on

£ 200,000,000

Follow-on Offering

Sole Bookrunner and Financial Adviser

Real Estate | October 2021
Marlowe Follow-on Offering

£ 50,000,000

Follow-on Offering

Joint Bookrunner

Diversified Industries | October 2021
Ventripoint Follow-on

C$ 7,004,400

Follow-on Offering

Joint Bookrunner

Healthcare & Special Situations | October 2021
EPR Properties Senior Notes

$ 400,000,000

Senior Notes

Joint Bookrunner

Real Estate | October 2021
Choptank_Hub M&A
Mergers & Acquisitions

Advisor to Seller

Transportation & Logistics | October 2021
Apollo CMO

$ 74,865,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | October 2021
Else Follow-on Offering

C$ 17,307,500

Follow-on Offering

Joint Bookrunner

Consumer & Retail | October 2021
Crystal Peak Private Placement

C$ 5,949,680

Private Placement

Co-Lead Agent

Metals & Mining | October 2021
Schultze SPAC IPO

$ 165,000,000

SPAC Initial Public Offering

Left Bookrunner

Consumer Products | October 2021
Newhold Investment IPO

$ 175,000,000

Initial Public Offering

Sole Bookrunner

Electronics & Industrial Technology | October 2021
ACON S2

$ 250,000,000

Initial Public Offering

Joint Bookrunner

Consumer Products | October 2021
Xenon Follow-on Offering

$ 345,000,000

Follow-on Offering

Joint Bookrunner

Medtech | October 2021
Topaz Follow-on 10/21

C$ 173,052,000

Follow-on Offering

Co-Manager

| October 2021
Zomedica_PulseVet M&A

$ 70,900,000

Mergers & Acquisitions

Advisor to Buyer

Medtech | October 2021
First Watch IPO

$ 195,801,300

Initial Public Offering

Joint Bookrunner

Consumer Products | October 2021
Ekkio_LIM M&A
Mergers & Acquisitions

Advisor to Seller

Medtech | October 2021
Sabra Healthcare REIT Senior Notes

$ 800,000,000

Senior Notes

Joint Bookrunner

Real Estate | September 2021
MPT Senior Notes

€ 500,000,000

Senior Notes

Joint Bookrunner

Real Estate | September 2021
SAM_Peak Rock M&A
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | September 2021
Montrose Follow-on

$ 155,000,000

Follow-on Offering

Joint Bookrunner

Engineering & Construction, and Infrastructure | September 2021
Sterling Check IPO

$ 328,600,000

Initial Public Offering

Joint Bookrunner

Tech-Enabled Services | September 2021
Shapeways_Galileo M&A

$ 410,000,000

SPAC M&A

Advisor to Seller

Electronics & Industrial Technology | September 2021
Green for Life (GFL) Senior Notes

$ 250,000,000

Senior Notes

Joint Bookrunner

Industrial & Environmental Services | September 2021
Greenbrook Follow-on

$ 13,200,000

Follow-on Offering

Joint Bookrunner

Healthcare Services | September 2021
Kape

$ 354,000,000

Follow-on Offering

Joint Bookrunner

Technology | September 2021
Audax M&A
Mergers & Acquisitions

Advisor to Buyer

Medtech | September 2021
Pandologic M&A

$ 150,000,000

Mergers & Acquisitions

Advisor to Seller

Internet & Digital Media, Software | September 2021
Opensignal_Comlink Data M&A
Mergers & Acquisitions

Advisor to Seller

Internet & Digital Media | September 2021
Maravai Follow-on

$ 1,000,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | September 2021
Target Follow-on

£ 125,000,000

Follow-on Offering

Joint Bookrunner and Financial Adviser

Real Estate | September 2021
Powergrid M&A
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | September 2021
Somalogic_CM Life SPAC Merger

$ 651,000,000

SPAC Merger

Capital Markets Advisor

Tools & Diagnostics | September 2021
Topaz Follow-on

C$ 108,150,000

Follow-on Offering

Co-Manager

| August 2021
Vector Acquisition_Rocket Lab SPAC Merger

$ 4,100,000,000

Has Merged with

Capital Markets Advisor

Aerospace, Defense & Government Services | August 2021
Priority Power Preferred Stock

$ 250,000,000

Convertible Preferred Stock

Sole Placement Agent Financial Advisor

| August 2021
Covercraft_Audax
Mergers & Acquisitions

Advisor to Seller

Automotive Aftermarket | August 2021
Aberdeen Standard

$ 505,000,000

Bonaccord Capital Partners I

Minority Interest in Mid-Sized Managers

Private Capital Advisory | August 2021
Atlas Antibodies – Afinum – SHS M&A
Mergers & Acquisitions

Advisor to Buyer

Biopharma | August 2021
FSI Global – MRI Software M&A
Mergers & Acquisitions

Advisor to Seller

Software | August 2021
Surrozen

$ 212,000,000

SPAC Merger & PIPE

Capital Markets Advisor

Biopharma | August 2021
Adagio

$ 355,810,000

Initial Public Offering

Joint Bookrunner

Biopharma | August 2021
Odyssey – Painters M&A
Mergers & Acquisitions

Advisor to Buyer

Specialty Distribution | August 2021
Affiliati – Main St. M&A
Minority Capitalization

Financial Advisor

Internet & Digital Media | August 2021
Statewide – AWP M&A
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | August 2021
Centerfield Senior Secured Notes

$ 785,000,000

Senior Secured Notes

Joint Bookrunner

Tech-Enabled Services | July 2021
Rani Therapeutics IPO

$ 84,333,337

Initial Public Offering

Joint Bookrunner

Biopharma | July 2021
Traeger IPO

$ 424,000,000

Initial Public Offering

Joint Bookrunner

Consumer Products | July 2021
Gambling.com IPO

$ 42,000,000

Initial Public Offering

Joint Bookrunner

Gaming & Leisure | July 2021
Absci IPO

$ 230,000,000

Initial Public Offering

Joint Bookrunner

Tools & Diagnostics | July 2021
BioAgri – DWHP M&A
Mergers & Acquisitions

Advisor to Seller

Biopharma | July 2021
Gen inCode IPO

£ 17,000,000

Initial Public Offering

Sole Global Coordinator, Joint Bookrunner & Nomad

HealthTech | July 2021
First Student Senior Secured Notes

$ 800,000,000

Senior Secured Notes

Joint Bookrunner

Transportation & Logistics | July 2021
Carolina – Westfall M&A
Mergers & Acquisitions

Advisor to Seller

Paper & Forest Products | July 2021
Imago Biosciences IPO

$ 174,560,000

Initial Public Offering

Joint Bookrunner

Biopharma | July 2021
Midwest Prototyping – Prototek M&A
Mergers & Acquisitions

Advisor to Seller

Electronics & Industrial Technology | July 2021
Markforged_One M&A

$ 1,664,000,000

Mergers & Acquisitions

Financial Advisor and Capital Markets Advisor

Electronics & Industrial Technology | July 2021
Hillman_Landcadia Holdings M&A

$ 2,642,000,000

Mergers & Acquisitions

Capital Markets Advisor

Specialty Distribution | July 2021
Rapidmicro IPO

$ 180,132,080

Initial Public Offering

Joint Bookrunner

Tools & Diagnostics | July 2021
LeMaitre CMO

$ 62,675,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | July 2021
Iveric Bio CMO

$ 100,190,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | July 2021
Cerevel Follow-on

$ 350,000,000

Follow-on Offering

Joint Bookrunner

Biopharma | July 2021
EverCommerce IPO

$ 325,000,000

Initial Public Offering

Joint Bookrunner

Software | July 2021
Nyxoah IPO

$ 97,807,500

Initial Public Offering (U.S. Nasdaq)

Joint Bookrunner

Medtech | July 2021
Vetio Animal – Swedencare M&A

$ 181,500,000

Mergers & Acquisitions

Advisor to Seller

Biopharma | July 2021
Acumen IPO

$ 160,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | June 2021
Clear Secure IPO

$ 409,200,000

Initial Public Offering

Joint Bookrunner

Internet & Digital Media | June 2021
Gladstone Preferred Stock

$ 100,000,000

Preferred Stock

Left Bookrunner

Real Estate | June 2021
888 Holdings/ABG M&A
Mergers & Acquisitions

Advisor to 888 Holdings

Gaming & Leisure | June 2021
GH Research IPO

$ 160,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | June 2021
OneSpaWorld Follow-on

$ 80,000,000

Follow-on Offering

Left Bookrunner

Entertainment | June 2021
Coliseum IPO

$ 150,000,000

Initial Public Offering

Sole Bookrunner

Entertainment | June 2021
Tremor IPO

$ 128,600,000

Initial Public Offfering

Joint Global Coordinator and Joint Bookrunner

Internet & Digital Media | June 2021
Everi Senior Notes

$ 400,000,000

Senior Notes

Joint Bookrunner

Gaming & Leisure | June 2021
Livevox/Crescent M&A

$ 864,000,000

Mergers & Acquisitions

Advisor to Seller

Software | June 2021
FTAC_Payoneer M&A

$ 3,300,000,000

Mergers & Acquisitions

Capital Markets Advisor

Financial Institutions & Financial Technology | June 2021
Assura Senior Notes

£ 300,000,000

Senior Sustainable Notes

Joint Bookrunner

Real Estate | June 2021
SilverSpike/wmh

$ 1,310,000,000

Mergers & Acquisitions

Financial Advisor

Internet & Digital Media | June 2021
PLBY Group Follow-on

$ 249,700,000

Follow-on

Joint Bookrunner

Consumer Products | June 2021
Materialise NV

$ 96,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Electronics & Industrial Technology | June 2021
Hut 8

C$ 100,000,000

Follow-on Offering

Co-Lead Manager

Metals & Mining | June 2021
Wildpack

C$ 20,000,000

Follow-on Offering

Sole Bookrunner

Metals & Mining | June 2021
SKWeston/Davies
Mergers & Acquisitions

Advisor to Seller

Software | June 2021
Cohu/Mycronic M&A

$ 125,000,000

Mergers & Acquisition

Advisor to Seller

Electronics & Industrial Technology | June 2021
Monarch Mining Corporation

C$ 6,000,000

Private Placement

Joint Bookrunner

Metals & Mining | June 2021
Alpine Follow-on

$ 49,840,000

Follow-on Offering

Joint Bookrunner

Real Estate | June 2021
RCSA M&A
Mergers & Acquisitions

Advisor to Seller

Healthcare Services | June 2021
Doman/Hixon

$ 375,000,000

Mergers & Acquisitions

Advisor to Buyer

Building Products | June 2021
Valens Follow-on

C$ 46,004,990

Follow-on Offering

Sole Bookrunner

Consumer Products | May 2021
BlueGreen M&A

$ 723,000,000

Mergers & Acquisitions

Advisor to BVH

Consumer & Retail | May 2021
CyrusOne Senior Notes

€ 500,000,000

Senior Notes

Joint Bookrunner

Tech-Enabled Services | May 2021
CloudPassage
Mergers & Acquisitions

Advisor to Seller

Technology | May 2021
The Collected Group 05-2020
Chapter 11 Restructuring

Advisor to The Collected Group

Consumer Products | May 2021
Diversified Energy Follow-on

$ 225,000,000

Follow-on Offering

Joint Global Coordinator

Energy & Natural Resources | May 2021
Tricon Residential – Follow-on

C$ 175,000,000

Follow-on Offering

Joint Bookrunner

Real Estate | May 2021
Topaz Energy Follow-on

C$ 201,254,750

Follow-on Offering

Co-Manager

| May 2021
Transaction Data_BlackRock – M&A
Mergers & Acquisitions

Advisor to Seller

HealthTech | May 2021
Millennial_Waterton – M&A

C$ 27,100,000

Mergers & Acquisitions

Advisor to Buyer

Metals & Mining | May 2021
Cohu_Mycronic – M&A
Divestiture of Assets

Financial Advisor

Electronics & Industrial Technology | May 2021
Transport_Gemspring M&A
Mergers & Acquisitions

Advisor to Seller

Transportation & Logistics | May 2021
CanWel Senior Notes 04-2021

C$ 325,000,000

Senior Notes

Sole Bookrunner

Building Products | April 2021
EnerPlus/Hess 04-2021

$ 312,000,000

Mergers & Acquisitions

Advisor to Buyer

Energy & Natural Resources | April 2021
Precise Automation 04-2021
Mergers & Acquisitions

Advisor to Seller

Industrial Technology | April 2021
TraceOne 04-2021
Mergers & Acquisitions

Advisor to Seller

Software | April 2021
Performance Designed Products 04-2021
Mergers & Acquisitions

Advisor to Seller

Retail | April 2021
NASS 04-2021
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | April 2021
EPS 04-2021
Mergers & Acquisitions

Advisor to Seller

Engineering & Construction, and Infrastructure | April 2021
Evolus 04-2021

$ 98,325,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | April 2021
Empirix 04-2021
Mergers & Acquisitions

Advisor to Seller

Software | April 2021
CanWel Building 04-2021

C$ 75,000,000

Follow-on Offering

Joint Bookrunner

Building Products | April 2021
Studio Retail Group 04-2021

£ 30,000,000

Mergers & Acquisitions

Advisor to Seller

Retail | April 2021
SeaSpine Holdings 04-2021

$ 100,912,500

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Medtech | April 2021
Karat Packaging 04-2021

$ 72,680,000

Initial Public Offering

Left Bookrunner

Packaging, Specialty Distribution | April 2021
The Hillman Companies 04-2021
Mergers & Acquisitions

Advisor to Seller

Building Products | April 2021
Essential Properties 04-2021
Follow-on Offering

Joint Bookrunner

Real Estate | April 2021
Karuna Therapeutics Follow-on Offering

$ 287,500,000

Follow-on Offering

Joint Bookrunner

Biopharma | April 2021
Netstreit Corp. 04-2021

$ 177,023,991

Follow-on Offering

Joint Bookrunner

Real Estate | April 2021
Maravai Life Sciences 04-2021

$ 646,875,000

Follow-on Offering

Joint Bookrunner

Tools & Diagnostics | April 2021
Ionis Pharmaceuticals 04-2021

$ 550,000,000

Convertible Senior Notes

Joint Bookrunner

Biopharma | April 2021
Peak-Ryzex/Sole Source Capital 04-2021
Mergers & Acquisitions

Advisor to Seller

Tech-Enabled Services | April 2021
Zoo Digital 03-2021

£ 7,454,727

Follow-on Offering

NOMAD and Sole Bookrunner

Software | March 2021
ProQR Therapeutics 03-2021

$ 103,500,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | March 2021
Cti Biopharma 03-2021

$ 50,652,000

Confidentially Marketed Follow-on Offering

Left Bookrunner

Biopharma | March 2021
enerplus – Bruin M&A

$ 465,000,000

Mergers & Acquisitions

Advisor to Buyer

| March 2021
Pole Star/Wavecrest 03-2021
Mergers & Acquisitions

Advisor to Seller

Software | March 2021
Global Partners 03-24-2021

$ 75,000,000

Preferred Stock

Left Bookrunner

Energy & Natural Resources | March 2021
Nesco Holdings 03-2021

$ 920,000,000

Senior Secured Notes

Joint Bookrunner

Engineering & Construction, and Infrastructure | March 2021
Prometheus Biosciences 03-2021

$ 218,500,000

Initial Public Offering

Joint Bookrunner

Biopharma | March 2021
iZotope/Francisco Partners 03-2021
Mergers & Acquisitions

Advisor to Seller

Software | March 2021
Omega Healthcare Investors 03-2021

$ 700,000,000

Senior Notes

Joint Bookrunner

Real Estate, Gaming & Leisure | March 2021
Nurix Follow-on Offering

$ 160,425,000

Follow-on Offering

Joint Bookrunner

Biopharma | March 2021
Cutera – Convertible Notes

$ 138,250,000

Convertible Notes

Sole Bookrunner

Medtech | March 2021
Squadron – Alphatec M&A

$ 90,000,000

Has Invested in

Advisor to Squadron

Medtech | March 2021
Sientra – Confidentially Marketed Follow-on Offering

$ 42,000,000

Confidentially Marketed Follow-on Offering

Sole Bookrunner

Medtech | February 2021
Bolt Biotherapeutics 02-2021

$ 230,000,000

Initial Public Offering

Joint Bookrunner

Biopharma | February 2021
Verint_Cognyte Spinoff
Spin-off to

Co-Advisor to Verint

Software | February 2021
Gemini – SPAC Merger & PIPE
SPAC Merger & PIPE

Capital Markets Advisor

Biopharma | February 2021
Noble Rock Acquisition 02-2021

$ 210,000,000

Initial Public Offering

Left Bookrunner

Software | February 2021
Corsair Gaming 01-2021

$ 262,500,000

Follow-on Offering

Joint Bookrunner

Gaming & Leisure | January 2021
Patria IPO

$ 512,000,000

Initial Public Offering

Co-Manager

Financial Institutions & Financial Technology | January 2021
Lithium Americas CMO

$ 400,000,000

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Metals & Mining | January 2021
Haymaker/Arko 12-2020

$ 2,000,000,000

Mergers & Acquisitions

Financial Advisor

Consumer Products | December 2020
The Wheel Group 12-2020
Mergers & Acquisitions

Financial Advisor

Automotive Aftermarket | December 2020
Velocity Technology Solutions 12-2020
Mergers & Acquisitions

Advisor to Seller

Tech-Enabled Services | December 2020
RMG Acquisition Corp/Romeo Power 12-2020

$ 993,000,000

Mergers & Acquisitions

Financial Advisor

Capital Goods | December 2020
Hennessy Acquisition Corp/Canoo 12-2020

$ 1,841,000,000

Mergers & Acquisitions

Financial Advisor

Electronics & Industrial Technology | December 2020
Talos 12-2020

$ 500,000,000

Senior Notes

Senior Co-Manager

Energy & Natural Resources | December 2020
OmniCron_Caesarstone M&A
Mergers & Acquisitionsd

Advisor to Seller

Building Products | December 2020
Southeastern Paper Group_Envoy MA
Mergers & Acquisitions

Advisor to Seller

Food & Beverage | December 2020
Opensignal_Infobip M&A

$ 300,000,000

Mergers & Acquisitions

Advisor to Seller

Software | December 2020
AbCellera Biologics 12-2020

$ 555,450,000

Initial Public Offering

Joint Bookrunner

Biopharma | December 2020
Hydrofarm 12-2020

$ 199,300,000

Initial Public Offering

Joint Bookrunner

Cannabis | December 2020
Energean Secondary Block Trade

£ 43,300,000

Secondary Block Trade

Joint Bookrunner

Energy & Natural Resources | December 2020
Codexis 12-2020

$ 750,000,000

Follow-on Offering

Joint Bookrunner

Tools & Diagnostics | December 2020
Kensington Capital Acquisition 11-2020

$ 3,321,000,000

Mergers & Acquisitions

Joint Financial Advisor

Automotive OEMs & Suppliers | November 2020
NeoGames 11-2020

$ 93,987,050

Initial Public Offering

Left Bookrunner

Gaming & Leisure | November 2020
Camtek Follow-on

$ 68,425,000

Follow-on Offering

Joint Bookrunner

Electronics & Industrial Technology | November 2020
Gaming and Leisure Properties 11-2020

$ 333,500,000

Follow-on Offering

Joint Bookrunner

Gaming & Leisure | November 2020
Maravai Life Science, Inc. 11-2020

$ 1,863,000,000

Initial Public Offering

Joint Bookrunner

Tools & Diagnostics | November 2020
Topaz Energy Corp 10-2020

C$ 263,128,000

Initial Public Offering

Co-Manager

Energy & Natural Resources | October 2020
North American Lifting Holdings (TNT) 10-2020

$ 933,000,000

Restructuring

Advisor to North American

Engineering & Construction, and Infrastructure | October 2020
Curiosity Stream/Software Acquisition 10-2020

$ 321,100,000

Mergers & Acquisitions

Advisor to Seller

Internet & Digital Media | October 2020
Omega Healthcare Investors 10-2020

$ 700,000,000

Senior Notes

Joint Bookrunner

Real Estate | October 2020
Hycroft Mining Holding Corporation 10-2020

$ 86,250,000

Follow-on Offering

Joint Bookrunner

Metals & Mining | October 2020
Ionis/Akcea 10-2020

$ 1,898,938,296

Mergers & Acquisitions

Joint Financial Advisor

Biopharma | October 2020
Smith and Williamson 09-2020

£ 1,800,000,000

Mergers & Acquisitions

Financial Advisor

Financial Institutions | September 2020
Stericycle_Consortium MA
Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | August 2020
PharmaCielo Follow-on
Follow-on Offering

Co-Lead Manager

Cannabis | June 2020
Checkmarx/Hellman 04-2020

$ 1,150,000,000

Mergers & Acquisitions

Advisor to Seller

Software | April 2020
Orthopediatrics_Apifix M&A

$ 39,054,798

Mergers & Acquisitions

Advisor to Buyer

Medtech | April 2020
Amiad Open Offer & Subscription

£ 17,600,000

Open Offer & Subscription

Nomad & Broker

Energy & Natural Resources | April 2020
Amiad Fairness Opinion 0422
Fairness Opinion

Nomad & Broker

Energy & Natural Resources | April 2020
Compugen CMO

$ 79,347,051

Confidentially Marketed Follow-on Offering

Joint Bookrunner

Biopharma | March 2020
Amerisur_Geopark MA

$ 315,000,000

Mergers & Acquisitions

Advisor to Seller

Energy & Natural Resources | January 2020
Stericycle_Veolia MA
Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | December 2019
Stericycle_Red MA
Mergers & Acquisitions

Advisor to Seller

Industrial & Environmental Services | October 2019
Moksha8

$ 125,000,000

Strategic Financing Agreement

Financial Advisor

Biopharma | February 2019
Caribbean_Bay Boston MA
Mergers & Acquisitions

Advisor to CFG

Financial Institutions & Financial Technology | November 2018
Lilly_Uniao Quimica MA
Mergers & Acquisitions

Advisor to Seller

Biopharma | September 2018
Bank Hapoalim_Safra National MA
Mergers & Acquisitions

Advisor to Seller

Financial Institutions & Financial Technology | May 2017
Ultrapetrol Restructuring

$ 492,000,000

Chapter 11 Restructuring

Advisor to Ultrapetrol

Maritime Services | March 2017
Top Media_JCDecaux
Mergers & Acquisitions

Co-Advisor

Entertainment | December 2016
Amerisur

$ 35,000,000

Follow-on Offering

Joint Bookrunner

Energy & Natural Resources | March 2016
Currency volume represents full credit to each underwriter. All transaction announcements appear as a matter of record only. Stifel collectively refers to Stifel, Nicolaus & Company, Incorporated and other affiliated broker-dealer subsidiaries of Stifel Financial Corp.

Awards & Recognition

National and international recognition of Stifel’s successful approach.

No. 1

U.S. Mid-Market Equity House of the Year 1

No. 1

In Volume of Senior Managed Negotiated Municipal Bond Issues2

No. 1

Provider of Global Small-Cap Equity Research Coverage3

1 International Financing Review, 2023

2 Source: Thomson Reuters.

3 Source: Company data as of 12/31/24

Insights & Perspectives

Stifel Institutional Group

Collection of Outlooks Across Industries

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Potomac Perspective Podcast

Trump 2.0: Back with a Bang

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Healthcare Investment Banking Group

Biopharmaceutical Outlook for 2025

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